Sweeney Joseph Edward 4
4 · AMERIPRISE FINANCIAL INC · Filed Nov 13, 2024
Insider Transaction Report
Form 4
Sweeney Joseph Edward
PRES-AWM PRODUCTS & SERVICES
Transactions
- Exercise/Conversion
Common Stock
2024-11-08$126.89/sh+24,485$3,106,902→ 31,646 total - Exercise/Conversion
Employee Stock Option (right to buy)
2024-11-08−24,485→ 0 totalExercise: $126.89Exp: 2029-02-01→ Common Stock (24,485 underlying) - Tax Payment
Common Stock
2024-11-08$551.48/sh−15,100$8,327,348→ 16,546 total - Sale
Common Stock
2024-11-08$550.14/sh−4,500$2,475,612→ 7,161 total - Sale
Common Stock
2024-11-08$548.78/sh−4,885$2,680,813→ 11,661 total - Sale
Common Stock
2024-11-08$551.41/sh−1,350$744,399→ 5,811 total
Holdings
- 293.04(indirect: By 401(k))
Common Stock
Footnotes (5)
- [F1]Reflects the weighted average price of 4,885 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on November 8, 2024 with sale prices ranging from $548.50 to $548.8607 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F2]Reflects the weighted average price of 4,500 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on November 8, 2024 with sale prices ranging from $550.0022 to $550.75 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F3]Reflects the weighted average price of 1,350 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on November 8, 2024 with sale prices ranging from $551.29 to $551.4462 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F4]Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of November 8, 2024. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
- [F5]Fully vested.