Home/Filings/4/0001415889-24-026740
4//SEC Filing

CRACCHIOLO JAMES M 4

Accession 0001415889-24-026740

CIK 0000820027other

Filed

Nov 12, 7:00 PM ET

Accepted

Nov 13, 5:40 PM ET

Size

11.6 KB

Accession

0001415889-24-026740

Insider Transaction Report

Form 4
Period: 2024-11-11
CRACCHIOLO JAMES M
DirectorChairman and CEO
Transactions
  • Exercise/Conversion

    Common Stock

    2024-11-11$165.41/sh+25,000$4,135,250184,012 total
  • Tax Payment

    Common Stock

    2024-11-11$565.15/sh16,362$9,246,984167,650 total
  • Sale

    Common Stock

    2024-11-11$563.44/sh8,638$4,866,966159,012 total
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2024-11-1125,00052,932 total
    Exercise: $165.41Exp: 2030-01-31Common Stock (25,000 underlying)
Holdings
  • Common Stock

    (indirect: By 401(k))
    1,704.53
Footnotes (3)
  • [F1]Reflects the weighted average price of 8,638 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on November 11, 2024 with sale prices ranging from $562.7173 to $563.6910 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  • [F2]Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of November 11, 2024. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
  • [F3]Fully vested.

Issuer

AMERIPRISE FINANCIAL INC

CIK 0000820027

Entity typeother

Related Parties

1
  • filerCIK 0001196484

Filing Metadata

Form type
4
Filed
Nov 12, 7:00 PM ET
Accepted
Nov 13, 5:40 PM ET
Size
11.6 KB