4//SEC Filing
Buscemi Stephanie 4
Accession 0001415889-24-027787
CIK 0001699838other
Filed
Nov 25, 7:00 PM ET
Accepted
Nov 26, 7:00 PM ET
Size
22.7 KB
Accession
0001415889-24-027787
Insider Transaction Report
Form 4
Confluent, Inc.CFLT
Buscemi Stephanie
Chief Marketing Officer
Transactions
- Exercise/Conversion
Stock Option (Right to Buy)
2024-11-22−22,906→ 762,692 totalExercise: $15.68Exp: 2031-03-19→ Class B Common Stock (22,906 underlying) - Exercise/Conversion
Class B Common Stock
2024-11-22+22,906→ 22,906 total→ Class A Common Stock (22,906 underlying) - Conversion
Class A Common Stock
2024-11-25+26,047→ 170,420 total - Conversion
Class B Common Stock
2024-11-25−26,047→ 0 total→ Class A Common Stock (26,047 underlying) - Conversion
Class A Common Stock
2024-11-22+22,906→ 167,279 total - Conversion
Class B Common Stock
2024-11-22−22,906→ 0 total→ Class A Common Stock (22,906 underlying) - Exercise/Conversion
Class B Common Stock
2024-11-25+26,047→ 26,047 total→ Class A Common Stock (26,047 underlying) - Sale
Class A Common Stock
2024-11-22$31.00/sh−22,906$710,086→ 144,373 total - Sale
Class A Common Stock
2024-11-25$32.89/sh−26,047$856,686→ 144,373 total - Exercise/Conversion
Stock Option (Right to Buy)
2024-11-25−26,047→ 736,645 totalExercise: $15.68Exp: 2031-03-19→ Class B Common Stock (26,047 underlying)
Footnotes (3)
- [F1]Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.
- [F2]Shares sold pursuant to a 10b5-1 trading plan dated June 14, 2024.
- [F3]Twenty-five percent of the shares subject to the option vested on 3/8/2022 and the balance of the shares vest monthly thereafter for the following 3 years, subject to the reporting person's continued service as of each such vesting date.
Documents
Issuer
Confluent, Inc.
CIK 0001699838
Entity typeother
Related Parties
1- filerCIK 0001567190
Filing Metadata
- Form type
- 4
- Filed
- Nov 25, 7:00 PM ET
- Accepted
- Nov 26, 7:00 PM ET
- Size
- 22.7 KB