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4//SEC Filing

Litvack Frank 4

Accession 0001415889-24-028337

CIK 0001133869other

View on SEC.gov Company Profile

Filed

Dec 3, 7:00 PM ET

Accepted

Dec 4, 8:00 PM ET

Size

12.1 KB

Accession

0001415889-24-028337

Insider Transaction Report

Form 4

Period: 2024-12-02

CAPRICOR THERAPEUTICS, INC.CAPR

Director

Transactions

Exercise/Conversion
Common Stock
2024-12-03$1.10/sh+20,391$22,430→ 46,278 total(indirect: By Trust)
Gift
Warrants (Right to Buy)
2024-12-02−20,391→ 0 total
Exercise: $1.10From: 2019-12-17Exp: 2024-12-17→ Common Stock (20,391 underlying)
Gift
Warrants (Right to Buy)
2024-12-02+20,391→ 20,391 total(indirect: By Trust)
Exercise: $1.10From: 2019-12-17Exp: 2024-12-17→ Common Stock (20,391 underlying)
Exercise/Conversion
Warrants (Right to Buy)
2024-12-03−20,391→ 0 total(indirect: By Trust)
Exercise: $1.10From: 2019-12-17Exp: 2024-12-17→ Common Stock (20,391 underlying)

Holdings

Common Stock
133,269

Footnotes (1)

[F1]Held by Litvack Curtis Family Trust for which the Reporting Person serves as trustee.

Documents

1 file

4
form4-12042024_081201.xmlPrimary

Issuer

CAPRICOR THERAPEUTICS, INC.

CIK 0001133869

Entity typeother

Related Parties

1

filerCIK 0001310715

Filing Metadata

Form type: 4
Filed: Dec 3, 7:00 PM ET
Accepted: Dec 4, 8:00 PM ET
Size: 12.1 KB

View on SEC.gov