CAPRICOR THERAPEUTICS, INC.·4

Dec 4, 8:00 PM ET

Litvack Frank 4

4 · CAPRICOR THERAPEUTICS, INC. · Filed Dec 4, 2024

Insider Transaction Report

Form 4
Period: 2024-12-02
Transactions
  • Exercise/Conversion

    Common Stock

    2024-12-03$1.10/sh+20,391$22,43046,278 total(indirect: By Trust)
  • Gift

    Warrants (Right to Buy)

    2024-12-0220,3910 total
    Exercise: $1.10From: 2019-12-17Exp: 2024-12-17Common Stock (20,391 underlying)
  • Gift

    Warrants (Right to Buy)

    2024-12-02+20,39120,391 total(indirect: By Trust)
    Exercise: $1.10From: 2019-12-17Exp: 2024-12-17Common Stock (20,391 underlying)
  • Exercise/Conversion

    Warrants (Right to Buy)

    2024-12-0320,3910 total(indirect: By Trust)
    Exercise: $1.10From: 2019-12-17Exp: 2024-12-17Common Stock (20,391 underlying)
Holdings
  • Common Stock

    133,269
Footnotes (1)
  • [F1]Held by Litvack Curtis Family Trust for which the Reporting Person serves as trustee.

Documents

1 file
  • 4
    form4-12042024_081201.xmlPrimary