|4Dec 6, 4:01 PM ET

Bettis Carr 4

4 · AUDIOEYE INC · Filed Dec 6, 2024

Insider Transaction Report

Form 4
Period: 2024-12-04
Bettis Carr
DirectorEXEC CHRMN/CHRMN OF THE BOARD
Transactions
  • Sale

    Common Stock

    2024-12-04$24.00/sh225,000$5,400,000200,045 total(indirect: By LLC)
Holdings
  • Common Stock

    (indirect: By IRA)
    18,600
  • Common Stock

    451,682
Footnotes (3)
  • [F1]On December 4, 2024, the reporting person sold shares of common stock of the issuer to Needham & Company, LLC, as the representative of the underwriters (the "Representative"), pursuant to an Underwriting Agreement, dated as of December 4, 2024, by and among the reporting person, the other selling stockholders, the issuer and the Representative in connection with the issuer's previously disclosed secondary offering.
  • [F2]Dr. Bettis is deemed to be a beneficial owner of CSB IV US Holdings LLC.
  • [F3]Dr. Bettis is deemed to be a beneficial owner of Carr Bettis IRA.

Documents

1 file
  • 4
    form4-12062024_091219.xmlPrimary