4//SEC Filing
LEVIN RICHARD C 4
Accession 0001415889-24-029030
CIK 0001577526other
Filed
Dec 10, 7:00 PM ET
Accepted
Dec 11, 8:15 PM ET
Size
10.1 KB
Accession
0001415889-24-029030
Insider Transaction Report
Form 4
LEVIN RICHARD C
Director
Transactions
- Exercise/Conversion
Stock Option (Right to Buy)
2024-12-09−72,000→ 63,955 totalExercise: $4.68Exp: 2029-10-18→ Class A Common Stock (72,000 underlying) - Exercise/Conversion
Class A Common Stock
2024-12-09$4.68/sh+72,000$336,960→ 233,664 total - Sale
Class A Common Stock
2024-12-09$42.00/sh−72,000$3,024,000→ 161,664 total
Footnotes (4)
- [F1]The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 28, 2023.
- [F2]Represents weighted average sales price. The shares were sold at prices ranging from $42.00 to $42.05. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F3]Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on October 17, 2019, then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the fifth anniversary of the applicable Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods.
- [F4]Due to rounding in connection with the reverse stock split, the total shares include an additional share that was not originally reported on the Reporting Person's Form 3.
Documents
Issuer
C3.ai, Inc.
CIK 0001577526
Entity typeother
Related Parties
1- filerCIK 0001255200
Filing Metadata
- Form type
- 4
- Filed
- Dec 10, 7:00 PM ET
- Accepted
- Dec 11, 8:15 PM ET
- Size
- 10.1 KB