4//SEC Filing
Sinha Bipul 4
Accession 0001415889-24-029360
CIK 0001943896other
Filed
Dec 12, 7:00 PM ET
Accepted
Dec 13, 5:50 PM ET
Size
16.3 KB
Accession
0001415889-24-029360
Insider Transaction Report
Form 4
Rubrik, Inc.RBRK
Sinha Bipul
DirectorChairman of the Board and CEO10% Owner
Transactions
- Conversion
Class A Common Stock
2024-12-13+1,500,082→ 1,531,394 total - Gift
Class A Common Stock
2024-12-13−342,000→ 31,312 total - Sale
Class A Common Stock
2024-12-13$70.25/sh−1,158,082$81,355,261→ 373,312 total - Exercise/Conversion
Class B Common Stock
2024-12-13+1,158,082→ 13,500,728 total→ Class A Common Stock (1,158,082 underlying) - Exercise/Conversion
Restricted Stock Units
2024-12-13−1,158,082→ 0 totalExp: 2028-05-02→ Class B Common Stock (1,158,082 underlying) - Conversion
Class B Common Stock
2024-12-13−1,500,082→ 12,000,646 total→ Class A Common Stock (1,500,082 underlying)
Footnotes (4)
- [F1]Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Represents conversions of shares of Class B Common Stock into shares of Class A Common Stock prior to the execution of the block sale and gifts described in the "Remarks" section of this report.
- [F2]Represents the sale of Block Shares (as defined below) by the Reporting Person as described in the "Remarks" section of this report.
- [F3]Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Class B Common Stock.
- [F4]The shares of Class B Common Stock are to be acquired upon the vesting of an RSU award previously granted to the Reporting Person. The RSUs shall vest as follows: all of the shares subject to the RSU will vest upon the Issuer's achievement of a specified average price per share prior to the expiration of the RSU award, subject to the Reporting Person subject to the Reporting Person continuing to have a Service Relationship (as defined in the Issuer's Amended and Restated 2014 Stock Option and Grant Plan).
Documents
Issuer
Rubrik, Inc.
CIK 0001943896
Entity typeother
Related Parties
1- filerCIK 0001685768
Filing Metadata
- Form type
- 4
- Filed
- Dec 12, 7:00 PM ET
- Accepted
- Dec 13, 5:50 PM ET
- Size
- 16.3 KB