4//SEC Filing
Colby Craig 4
Accession 0001415889-24-029689
CIK 0001889956other
Filed
Dec 16, 7:00 PM ET
Accepted
Dec 17, 8:46 PM ET
Size
28.1 KB
Accession
0001415889-24-029689
Insider Transaction Report
Form 4
Colby Craig
President10% Owner
Transactions
- Sale
Class A Common Stock
2024-12-13$29.47/sh−208,194$6,135,477→ 71,806 total - Conversion
Class A Common Stock
2024-12-13+167,821→ 167,821 total(indirect: See Footnote) - Exercise/Conversion
Class A Common Stock
2024-12-13$10.65/sh+280,000$2,982,000→ 280,000 total - Sale
Class A Common Stock
2024-12-13$30.40/sh−71,806$2,182,902→ 0 total - Exercise/Conversion
Stock Option (right to buy)
2024-12-13−140,000→ 169,917 totalExercise: $10.65Exp: 2031-12-04→ Class A Common Stock (140,000 underlying) - Conversion
Class D Common Stock
2024-12-13+167,821→ 167,821 total(indirect: See Footnote)→ Class A Common Stock (167,821 underlying) - Conversion
Class D Common Stock
2024-12-13−167,821→ 0 total(indirect: See Footnote)→ Class A Common Stock (167,821 underlying) - Exercise/Conversion
Stock Option (right to buy)
2024-12-13−140,000→ 368,753 totalExercise: $10.65Exp: 2033-03-05→ Class A Common Stock (140,000 underlying) - Conversion
Common Units
2024-12-13−167,821→ 7,304 total(indirect: See Footnote)→ Class D Common Stock (167,821 underlying)
Holdings
- 3,353,799(indirect: See Footnote)
Class D Common Stock
→ Class A Common Stock (3,353,799 underlying) - 6,894,697
Class D Common Stock
→ Class A Common Stock (6,894,697 underlying) - 1,675,503(indirect: See Footnote)
Class D Common Stock
→ Class A Common Stock (1,675,503 underlying)
Footnotes (12)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 13, 2024.
- [F10]The Class D Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a 1:1 basis. Each outstanding share of Class D Common Stock will automatically convert into one share of Class A common stock upon the earlier of (i) any transfer, whether or not for value, except for certain transfers exempted by the Issuer's amended and restated certificate of incorporation, (ii) death or incapacity (if the holder is a natural person), and (iii) the first trading day following the seventh anniversary of the Issuer's initial public offering.
- [F11]The shares are held of record by the 2023 Trust for Kelly and Katharine Colby and Their Descendants dated April 27, 2023, of which the Reporting Person serves as the investment trustee.
- [F12]The shares are held of record by the Trust for Jake A. Colby and Descendants dated December 28, 2019, of which the Reporting Person serves as the investment trustee.
- [F2]Represents the weighted average share price of an aggregate total of 208,194 shares sold in the price range of $29.06 to $30.04 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F3]Represents the weighted average share price of an aggregate total of 71,806 shares sold in the price range of $30.07 to $30.77 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F4]The Class A Common Stock was acquired upon the conversion, at the holder's election, of Class D Common Stock held by the holder on a 1:1 basis.
- [F5]The shares are held of record by CCICU Corp. CCICU Corp. is a subchapter S corporation of which the Reporting Person is the sole owner and maintains control.
- [F6]One-fourth of the shares subject to the option vested on February 15, 2023, and 1/48th of the shares subject to the option shall vest each month thereafter, subject to the Reporting Person continuing to be a service provider through the applicable vesting date.
- [F7]One-fourth of the shares subject to the option vested on February 15, 2024, and 1/48th of the shares subject to the option shall vest each month thereafter, subject to the Reporting Person continuing to be a service provider through the applicable vesting date.
- [F8]On December 13, 2024, the holder redeemed 167,821 Common Units of OneStream Software LLC, and 167,821 shares of the holder's Class C Common Stock were cancelled, in exchange for 167,821 shares of Class D Common Stock.
- [F9]The Common Units may be redeemed by the holder for shares of Class D Common Stock on a 1:1 basis, and an equal number of the holder's shares of Class C Common Stock (which have no economic rights) will be cancelled in connection with the redemption. The Common Units have no expiration date.
Documents
Issuer
OneStream, Inc.
CIK 0001889956
Entity typeother
Related Parties
1- filerCIK 0002027404
Filing Metadata
- Form type
- 4
- Filed
- Dec 16, 7:00 PM ET
- Accepted
- Dec 17, 8:46 PM ET
- Size
- 28.1 KB