4//SEC Filing
LEE DANIEL R 4
Accession 0001415889-25-000662
CIK 0000891482other
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 7:26 PM ET
Size
9.6 KB
Accession
0001415889-25-000662
Insider Transaction Report
Form 4
LEE DANIEL R
DirectorChief Executive Officer
Transactions
- Award
Employee Stock Option (right to buy)
2025-01-02+69,027→ 69,027 totalExercise: $4.62Exp: 2035-01-02→ Common Stock (69,027 underlying)
Holdings
- 145,735(indirect: By Trust)
Common Stock
- 15,926(indirect: As custodian for daughter)
Common Stock
- 1,588,880
Common Stock
- 132,945(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]Not included in this report is the grant of 64,935 shares of restricted stock approved on January 2, 2025 by the compensation committee of the board of directors (the "Compensation Committee") of Full House Resorts, Inc. (the "Company") pursuant to Mr. Lee's employment agreement and under the Company's 2015 Equity Incentive Plan (the "2015 Plan") and pursuant to the Annual Incentive Plan for Executives. The restricted stock will vest in three equal annual amounts, subject to the achievement of certain performance-based criteria in 2025, 2026 and 2027, including annual growth rates of EBITDA and free cash flow per share. Each such annual amount will be reported following the date of vesting.
- [F2]On January 2, 2025, the Compensation Committee approved an option grant to Mr. Lee pursuant to Mr. Lee's employment agreement to purchase a total of 97,267 shares at $4.62 per share. Of such option grant, 69,027 shares are reported above. The option grant to purchase the remaining 28,240 shares at $4.62 per share is subject to stockholder approval of an increase to the number of available shares for issuance under the 2015 Plan or the adoption of a successor plan thereto.
- [F3]The option vests in three equal annual installments beginning on January 2, 2026.
Documents
Issuer
FULL HOUSE RESORTS INC
CIK 0000891482
Entity typeother
Related Parties
1- filerCIK 0001209589
Filing Metadata
- Form type
- 4
- Filed
- Jan 2, 7:00 PM ET
- Accepted
- Jan 3, 7:26 PM ET
- Size
- 9.6 KB