4//SEC Filing
Nealis Jing 4
Accession 0001415889-25-001718
CIK 0001819142other
Filed
Jan 16, 7:00 PM ET
Accepted
Jan 17, 6:00 PM ET
Size
11.4 KB
Accession
0001415889-25-001718
Insider Transaction Report
Form 4
SES AI CorpSES
Nealis Jing
CHIEF FINANCIAL OFFICER
Transactions
- Exercise/Conversion
Class A Common Stock
2025-01-16$0.16/sh+50,000$8,000→ 1,985,322 total - Sale
Class A Common Stock
2025-01-16$1.02/sh−50,000$51,000→ 1,935,322 total - Tax Payment
Class A Common Stock
2025-01-16$1.04/sh−12,693$13,201→ 1,922,629 total - Exercise/Conversion
Stock Option (Right to Buy)
2025-01-16−50,000→ 886,555 totalExercise: $0.16Exp: 2031-02-09→ Class A Common Stock (50,000 underlying)
Footnotes (5)
- [F1]The option exercise and sale of Class A Common Stock of the issuer was executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person on May 30, 2024.
- [F2]Includes 824,552 shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest.
- [F3]Includes 216,300 unvested shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date.
- [F4]Represents shares withheld to cover the Reporting Person's withholding tax obligations in connection with the vesting of a restricted share award. These shares were not sold by the Reporting Person.
- [F5]Reflects options granted on February 10, 2021 that will vest 25% on the first anniversary of the grant date and continue to vest in equal monthly installments over the following 36 months, subject to the Reporting Person's continued service on the vesting date.
Documents
Issuer
SES AI Corp
CIK 0001819142
Entity typeother
Related Parties
1- filerCIK 0001907020
Filing Metadata
- Form type
- 4
- Filed
- Jan 16, 7:00 PM ET
- Accepted
- Jan 17, 6:00 PM ET
- Size
- 11.4 KB