4//SEC Filing
Miles Patrick 4
Accession 0001415889-25-002616
CIK 0001350653other
Filed
Jan 30, 7:00 PM ET
Accepted
Jan 31, 9:00 PM ET
Size
15.0 KB
Accession
0001415889-25-002616
Insider Transaction Report
Form 4
Miles Patrick
DirectorCEO
Transactions
- Sale
Common Stock
2025-01-30$12.03/sh−43,313$521,055→ 6,109,231 total - Award
Common Stock
2025-01-29+311,634→ 5,813,349 total - Award
Common Stock
2025-01-29+340,955→ 6,154,304 total - Sale
Common Stock
2025-01-29$12.03/sh−50,000$601,500→ 6,152,544 total - Award
Common Stock
2025-01-29+48,240→ 6,202,544 total
Holdings
- 10,900(indirect: By IRA)
Common Stock
- 250,000(indirect: By LLC)
Common Stock
Footnotes (7)
- [F1]On January 29, 2025, the issuer awarded 311,634 restricted stock units (RSUs) to the reporting person upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2024. The RSUs vest in three equal installments on each of March 5, 2025, March 5, 2026 and March 5, 2027.
- [F2]Each RSU represents a contingent right to receive one share of the issuer's common stock.
- [F3]On January 29, 2025, the issuer awarded 340,955 RSUs to the reporting person. The RSUs vest in three equal installments on each of March 5, 2026, March 5, 2027 and March 5, 2028.
- [F4]On January 29, 2025, the issuer granted 48,240 RSUs to the reporting person in connection with the issuer's election to grant RSUs to the reporting person in lieu of a portion of the reporting person's 2024 cash bonus. The grant was approved and adopted by the issuer's compensation committee on January 29, 2025. The RSUs vest December 5, 2025. The grant amount was determined using the 30-day average trading price of the issuer's common stock as of close of market on January 24, 2025.
- [F5]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2024 to satisfy certain tax withholding obligations of the reporting person resulting from the vesting of restricted stock units.
- [F6]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.09, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F7]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.07, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Documents
Issuer
Alphatec Holdings, Inc.
CIK 0001350653
Entity typeother
Related Parties
1- filerCIK 0001289409
Filing Metadata
- Form type
- 4
- Filed
- Jan 30, 7:00 PM ET
- Accepted
- Jan 31, 9:00 PM ET
- Size
- 15.0 KB