Brockman Dawn M. 4
4 · AMERIPRISE FINANCIAL INC · Filed Feb 4, 2025
Insider Transaction Report
Form 4
Brockman Dawn M.
SVP AND CONTROLLER
Transactions
- Award
Common Stock
2025-01-31+159→ 1,039 total - Award
Employee Stock Option (right to buy)
2025-01-31+262→ 262 totalExercise: $543.46Exp: 2035-02-01→ Common Stock (262 underlying)
Holdings
- 143.52(indirect: By 401(k))
Common Stock
Footnotes (2)
- [F1]Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of January 31, 2025. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
- [F2]One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 31, 2025.