Sivaram Rohan 4
4 · Confluent, Inc. · Filed Feb 18, 2025
Insider Transaction Report
Form 4
Confluent, Inc.CFLT
Sivaram Rohan
CHIEF FINANCIAL OFFICER
Transactions
- Conversion
Class B Common Stock
2025-02-13−56,000→ 0 total→ Class A Common Stock (56,000 underlying) - Conversion
Class A Common Stock
2025-02-13+56,000→ 588,623 total - Sale
Class A Common Stock
2025-02-13$35.97/sh−23,110$831,267→ 565,513 total - Sale
Class A Common Stock
2025-02-13$36.36/sh−45,240$1,644,926→ 520,273 total - Exercise/Conversion
Stock Option (Right to Buy)
2025-02-13−56,000→ 91,813 totalExercise: $7.34Exp: 2030-10-28→ Class B Common Stock (56,000 underlying) - Exercise/Conversion
Class B Common Stock
2025-02-13+56,000→ 56,000 total→ Class A Common Stock (56,000 underlying)
Footnotes (5)
- [F1]Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.
- [F2]Shares sold pursuant to a 10b5-1 trading plan dated September 12, 2024.
- [F3]The shares were sold at prices ranging from $35.16 to $36.15. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F4]The shares were sold at prices ranging from $36.16 to $36.86. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F5]Fully vested.