4//SEC Filing
Griffin Patrick J 4
Accession 0001415889-25-007968
CIK 0000033488other
Filed
Mar 11, 8:00 PM ET
Accepted
Mar 12, 9:00 PM ET
Size
11.8 KB
Accession
0001415889-25-007968
Insider Transaction Report
Form 4
ESCALADE INCESCA
Griffin Patrick J
Director(See Remarks)
Transactions
- Award
Restricted Stock Units
2025-03-11+5,520→ 5,520 totalExp: 2028-03-11→ Common Stock (5,520 underlying) - Award
Common Stock
2025-03-11$14.98/sh+8,265$123,810→ 563,880.229 total
Holdings
- 1,326,736(indirect: By Partnership)
Common Stock
- 2,000(indirect: By adult son)
Common Stock
- 300,000(indirect: By Trust)
Common Stock
- 614,964.629(indirect: By Trust)
Common Stock
Footnotes (7)
- [F1]The grant of ESCA common stock is in lieu of cash payment of the 2024 annual cash incentive bonus payable to the reporting person for services as an officer. The ESCA common stock is awarded pursuant to the Escalade, Incorporated 2017 Incentive Plan.
- [F2]Mr. Griffin disclaims beneficial interest in shares held by his adult son, except to the extent of his pecuniary interest therein.
- [F3]Mr. Griffin disclaims beneficial ownership in shares held by the family limited partnership, except to the extent of his pecuniary interest therein.
- [F4]Mr. Griffin disclaims beneficial ownership in shares held by a revocable trust owned by his mother, except to the extent of his pecuniary interest therein. Mr. Griffin is deemed to have an indirect beneficial ownership in the 300,000 shares held by such trusts due to his serving as a trustee and his mother being the beneficiary.
- [F5]Mr. Griffin disclaims beneficial ownership in shares held by an irrevocable trust (previously owned by his late father), except to the extent of his pecuniary interest therein. Mr. Griffin is deemed to have an indirect beneficial ownership in the 614,964.629 shares held by such trusts due to his serving as a trustee and his mother being the beneficiary.
- [F6]Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).
- [F7]On March 11, 2025, the reporting person was granted 5,520 RSUs pursuant to the Escalade 2017 Plan, of which one third will vest on March 11, 2026 , one third on March 11, 2027 and one third on March 11, 2028, provided that the reporting person remains an employee, director or consultant of Escalade.
Documents
Issuer
ESCALADE INC
CIK 0000033488
Entity typeother
Related Parties
1- filerCIK 0001463197
Filing Metadata
- Form type
- 4
- Filed
- Mar 11, 8:00 PM ET
- Accepted
- Mar 12, 9:00 PM ET
- Size
- 11.8 KB