Home/Filings/4/0001415889-25-012290
4//SEC Filing

Ho William Tai-Wei 4

Accession 0001415889-25-012290

CIK 0001740279other

Filed

May 6, 8:00 PM ET

Accepted

May 7, 8:45 PM ET

Size

13.7 KB

Accession

0001415889-25-012290

Insider Transaction Report

Form 4
Period: 2025-04-27
Ho William Tai-Wei
DirectorPRESIDENT AND CEO10% Owner
Transactions
  • Disposition to Issuer

    Series B Warrants (right to buy)

    2025-04-2781,9670 total
    Exercise: $1.50Exp: 2028-12-13Common Stock (81,967 underlying)
  • Award

    Pre-Funded Warrant (right to buy)

    2025-05-01$0.18/sh+81,967$15,10781,967 total
    Exercise: $0.00Common Stock (81,967 underlying)
  • Award

    Series B Warrants (right to buy)

    2025-04-27+81,96781,967 total
    Exercise: $0.45Exp: 2028-12-13Common Stock (81,967 underlying)
  • Disposition to Issuer

    Series A Warrants (right to buy)

    2025-05-0181,9670 total
    Exercise: $0.45Exp: 2025-10-04Common Stock (81,967 underlying)
Footnotes (6)
  • [F1]The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on December 13, 2023 with an exercise price of $1.50 per share. The exercise price was reduced to $0.45 per share.
  • [F2]Fully vested and exercisable.
  • [F3]The reported securities are included within 81,967 units purchased by the Reporting Person on December 13, 2023 for $1.22 per Unit. Each Unit consists of one share of common stock, one Series A warrant and one Series B warrant, each warrant represents the right to purchase 81,967 shares of common stock.
  • [F4]Pursuant to an Exchange Letter Agreement, dated April 26, 2025 (the "Exchange Agreement"), by and between the Company and the Reporting Person, the Reporting Person surrendered to the Company for cancellation the Series A Warrants for a like number of Pre-Funded Warrants to purchase common stock, with a per share exercise price of $0.0001 per share.
  • [F5]The reported securities are included within 81,967 units purchased by the Reporting Person on December 13, 2023 for $1.22 per unit. Each unit consists of one share of common stock, one Series A warrant and one Series B warrant, each warrant represents the right to purchase 81,967 shares of common stock.
  • [F6]The Pre-Funded Warrants have no expiration date and are exercisable at any time after the date of issuance. The Pre-Funded Warrants are subject to certain exercise limitations.

Issuer

IN8BIO, INC.

CIK 0001740279

Entity typeother

Related Parties

1
  • filerCIK 0001830914

Filing Metadata

Form type
4
Filed
May 6, 8:00 PM ET
Accepted
May 7, 8:45 PM ET
Size
13.7 KB