4//SEC Filing
DeStefano David 4
Accession 0001415889-25-012874
CIK 0001806837other
Filed
May 13, 8:00 PM ET
Accepted
May 14, 4:29 PM ET
Size
24.8 KB
Accession
0001415889-25-012874
Insider Transaction Report
Form 4
Vertex, Inc.VERX
DeStefano David
DirectorPRESIDENT & CEO
Transactions
- Exercise/Conversion
Stock Option
2025-05-12−428,396→ 0 totalExercise: $2.50Exp: 2026-10-31→ Class A Common Stock (428,396 underlying) - Exercise/Conversion
Class A Common Stock
2025-05-12$32.16/sh+132,799$4,270,816→ 1,352,527 total - Sale
Class A Common Stock
2025-05-12$37.82/sh−64,018$2,421,391→ 997,712 total - Sale
Class A Common Stock
2025-05-12$38.65/sh−8,301$320,855→ 989,411 total - Sale
Class A Common Stock
2025-05-13$37.27/sh−50,571$1,884,847→ 1,125,431 total - Exercise/Conversion
Stock Option
2025-05-12−132,799→ 0 totalExercise: $32.16Exp: 2031-03-01→ Class A Common Stock (132,799 underlying) - Exercise/Conversion
Class A Common Stock
2025-05-12$2.50/sh+428,396$1,070,990→ 1,219,728 total - Sale
Class A Common Stock
2025-05-12$37.18/sh−290,797$10,810,960→ 1,061,730 total - Exercise/Conversion
Class A Common Stock
2025-05-13$3.73/sh+186,591$696,731→ 1,176,002 total - Sale
Class A Common Stock
2025-05-13$38.06/sh−58,844$2,239,556→ 1,066,587 total - Exercise/Conversion
Stock Option
2025-05-13−186,591→ 0 totalExercise: $3.73Exp: 2029-12-20→ Class A Common Stock (186,591 underlying)
Holdings
- 204,032(indirect: By Trust)
Class A Common Stock
Footnotes (7)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $36.56 to $37.555, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $37.56 to $38.550, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $38.56 to $38.770, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $36.79 to $37.78, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $37.79 to $38.28, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- [F6]Represents securities held by individual trusts for the benefit of the Reporting Person's three adult children. The Reporting Person's spouse serves as a trustee of each such trust.
- [F7]This option is fully vested and exercisable.
Documents
Issuer
Vertex, Inc.
CIK 0001806837
Entity typeother
Related Parties
1- filerCIK 0001818526
Filing Metadata
- Form type
- 4
- Filed
- May 13, 8:00 PM ET
- Accepted
- May 14, 4:29 PM ET
- Size
- 24.8 KB