Vertex, Inc.·4

May 14, 4:29 PM ET

DeStefano David 4

4 · Vertex, Inc. · Filed May 14, 2025

Insider Transaction Report

Form 4
Period: 2025-05-12
Transactions
  • Exercise/Conversion

    Stock Option

    2025-05-12428,3960 total
    Exercise: $2.50Exp: 2026-10-31Class A Common Stock (428,396 underlying)
  • Exercise/Conversion

    Class A Common Stock

    2025-05-12$32.16/sh+132,799$4,270,8161,352,527 total
  • Sale

    Class A Common Stock

    2025-05-12$37.82/sh64,018$2,421,391997,712 total
  • Sale

    Class A Common Stock

    2025-05-12$38.65/sh8,301$320,855989,411 total
  • Sale

    Class A Common Stock

    2025-05-13$37.27/sh50,571$1,884,8471,125,431 total
  • Exercise/Conversion

    Stock Option

    2025-05-12132,7990 total
    Exercise: $32.16Exp: 2031-03-01Class A Common Stock (132,799 underlying)
  • Exercise/Conversion

    Class A Common Stock

    2025-05-12$2.50/sh+428,396$1,070,9901,219,728 total
  • Sale

    Class A Common Stock

    2025-05-12$37.18/sh290,797$10,810,9601,061,730 total
  • Exercise/Conversion

    Class A Common Stock

    2025-05-13$3.73/sh+186,591$696,7311,176,002 total
  • Sale

    Class A Common Stock

    2025-05-13$38.06/sh58,844$2,239,5561,066,587 total
  • Exercise/Conversion

    Stock Option

    2025-05-13186,5910 total
    Exercise: $3.73Exp: 2029-12-20Class A Common Stock (186,591 underlying)
Holdings
  • Class A Common Stock

    (indirect: By Trust)
    204,032
Footnotes (7)
  • [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $36.56 to $37.555, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
  • [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $37.56 to $38.550, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
  • [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $38.56 to $38.770, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
  • [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $36.79 to $37.78, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
  • [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $37.79 to $38.28, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
  • [F6]Represents securities held by individual trusts for the benefit of the Reporting Person's three adult children. The Reporting Person's spouse serves as a trustee of each such trust.
  • [F7]This option is fully vested and exercisable.

Documents

1 file
  • 4
    form4-05142025_080501.xmlPrimary