LEVIN RICHARD C 4

Accession 0001415889-25-015292

CIK 0001577526other

Filed

Jun 1, 8:00 PM ET

Accepted

Jun 2, 7:19 PM ET

Size

26.8 KB

Accession

0001415889-25-015292

Form 4

Period: 2025-05-29

Director

Transactions

Sale
Class A Common Stock
2025-05-29$30.02/sh−18,000$540,360→ 161,664 total
Exercise/Conversion
Class A Common Stock
2025-06-02$4.68/sh+3,955$18,509→ 165,619 total
Exercise/Conversion
Class A Common Stock
2025-06-02$11.16/sh+2,045$22,822→ 167,664 total
Exercise/Conversion
Stock Option (Right to Buy)
2025-06-02−2,045→ 98,789 total
Exercise: $11.16Exp: 2030-08-26→ Class A Common Stock (2,045 underlying)
Exercise/Conversion
Class A Common Stock
2025-05-29$4.68/sh+36,000$168,480→ 197,664 total
Sale
Class A Common Stock
2025-05-29$26.32/sh−18,000$473,760→ 179,664 total
Sale
Class A Common Stock
2025-06-02$26.31/sh−6,000$157,860→ 161,664 total
Exercise/Conversion
Stock Option (Right to Buy)
2025-05-29−36,000→ 3,955 total
Exercise: $4.68Exp: 2029-10-18→ Class A Common Stock (36,000 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2025-06-02−3,955→ 0 total
Exercise: $4.68Exp: 2029-10-18→ Class A Common Stock (3,955 underlying)

Footnotes (5)

[F1]The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 29, 2024.
[F2]Represents weighted average sales price. The shares were sold at prices ranging from $30.00 to $30.06. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
[F3]Fully vested.
[F4]Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on August 28, 2020 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the fifth anniversary of the applicable Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods.
[F5]Due to rounding in connection with the reverse stock split, the total shares include an additional share that was not originally reported on the Reporting Person's Form 3.

Documents

2 files

C3.ai, Inc.

CIK 0001577526

Entity typeother