4//SEC Filing
Nithrakashyap Arvind 4
Accession 0001415889-25-017877
CIK 0001943896other
Filed
Jun 19, 8:00 PM ET
Accepted
Jun 20, 4:51 PM ET
Size
15.9 KB
Accession
0001415889-25-017877
Insider Transaction Report
Form 4
Rubrik, Inc.RBRK
Nithrakashyap Arvind
DirectorChief Technology Officer
Transactions
- Sale
Class A Common Stock
2025-06-17$88.56/sh−43,128$3,819,541→ 38,122 total - Exercise/Conversion
Class B Common Stock
2025-06-17+81,250→ 10,412,195 total→ Class A Common Stock (81,250 underlying) - Conversion
Class B Common Stock
2025-06-17−81,250→ 10,330,945 total→ Class A Common Stock (81,250 underlying) - Conversion
Class A Common Stock
2025-06-17+81,250→ 81,250 total - Exercise/Conversion
Restricted Stock Unit
2025-06-17−81,250→ 121,875 totalExp: 2029-08-07→ Class B Common Stock (81,250 underlying)
Holdings
- 200,000(indirect: By Trust)
Class B Common Stock
→ Class A Common Stock (200,000 underlying)
Footnotes (5)
- [F1]This sale reported on this Form 4 was effected pursuant to the Issuer's policy requiring sell-to-cover to satisfy certain tax obligations of the Reporting Person incurred with the vesting and settlement of certain Restricted Stock Units (RSUs).
- [F2]Each RSU represents a contingent right to receive one share of Class B Common Stock.
- [F3]The shares of Class B Common Stock are to be acquired upon the vesting of an RSU award previously granted to the Reporting Person. The RSUs shall vest as follows: 1/16 of the shares subject to the RSU vest in sixteen equal quarterly installments measured from January 27, 2022 and the Issuer's achievement of a specified average price per share prior to the earlier of (i) the five year anniversary of the effectiveness of the registration statement on Form S-1 filed by the Issuer in connection with the Issuer's initial public offering and (ii) the expiration of the RSU award, subject to the Reporting Person continuing to have a Service Relationship (as defined in the Issuer's Amended and Restated 2014 Stock Option and Grant Plan) as a full time employee of the Issuer on each such date.
- [F4]Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.
- [F5]The shares are held of record by Arvind Nithrakashyap, as Trustee of the Nithrakashyap/Chatterjee Revocable Trust, for which the Reporting Person serves as trustee and shares voting and dispositive power with his spouse.
Documents
Issuer
Rubrik, Inc.
CIK 0001943896
Entity typeother
Related Parties
1- filerCIK 0002019143
Filing Metadata
- Form type
- 4
- Filed
- Jun 19, 8:00 PM ET
- Accepted
- Jun 20, 4:51 PM ET
- Size
- 15.9 KB