Pantelick Steven 4

Accession 0001415889-25-019367

CIK 0001422930other

View on SEC.gov Company Profile

Filed

Jul 2, 8:00 PM ET

Accepted

Jul 3, 6:35 PM ET

Size

27.6 KB

Accession

0001415889-25-019367

Insider Transaction Report

Form 4

Period: 2025-07-01

PubMatic, Inc.PUBM

Pantelick Steven

CHIEF FINANCIAL OFFICER

Transactions

Sale
Class A Common Stock
2025-07-02$12.54/sh−15,598$195,546→ 42,392 total
Sale
Class A Common Stock
2025-07-03$12.82/sh−15,690$201,221→ 30,702 total
Exercise/Conversion
Restricted Stock Unit
2025-07-01−9,546→ 57,277 total
Exercise: $0.00→ Class A Common Stock (9,546 underlying)
Exercise/Conversion
Restricted Stock Unit
2025-07-01−8,955→ 89,551 total
Exercise: $0.00→ Class A Common Stock (8,955 underlying)
Exercise/Conversion
Restricted Stock Unit
2025-07-01−7,407→ 103,696 total
Exercise: $0.00→ Class A Common Stock (7,407 underlying)
Conversion
Class A Common Stock
2025-07-03+4,000→ 46,392 total
Exercise/Conversion
Restricted Stock Unit
2025-07-01−5,056→ 10,113 total
Exercise: $0.00→ Class A Common Stock (5,056 underlying)
Exercise/Conversion
Class A Common Stock
2025-07-01+30,964→ 57,990 total
Conversion
Class B Common Stock
2025-07-03−4,000→ 297,488 total
→ Class A Common Stock (4,000 underlying)

Holdings

Class B Common Stock
(indirect: By LLC)
→ Class A Common Stock (41,536 underlying)
41,536
Class B Common Stock
(indirect: By Spouse)
→ Class A Common Stock (73,464 underlying)
73,464
Class B Common Stock
(indirect: By LLC)
→ Class A Common Stock (115,000 underlying)
115,000

Footnotes (13)

[F1]The sales reported in this line item represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.
[F10]The RSUs vest as to 1/16th of the total shares on April 1, 2024, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
[F11]The RSUs vest as to 1/16th of the total shares on April 1, 2025, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
[F12]The Reporting Person and his children are beneficiaries of PSLT DE LLC.
[F13]The Reporting Person's spouse and his children are beneficiaries of SMP DE LLC.
[F2]The price reported in this line item is a weighted average price. These shares were sold as part of block trades for multiple security holders of the Issuer at prices ranging from $12.23 to $12.71, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the block trades.
[F3]Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.
[F4]The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 9, 2024.
[F5]The price reported in this line item is a weighted average price. These shares were sold at prices ranging from $12.57 to $12.97, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
[F6]Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.
[F7]The RSUs vested as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
[F8]RSUs do not expire; they either vest or are canceled prior to the vesting date.
[F9]The RSUs vested as to 1/16th of the total award on April 1, 2023, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Documents

1 file

4
form4-07032025_100707.xmlPrimary

Issuer

PubMatic, Inc.

CIK 0001422930

→

Entity typeother

Related Parties

filerCIK 0001833465

Filing Metadata

Form type: 4
Filed: Jul 2, 8:00 PM ET
Accepted: Jul 3, 6:35 PM ET
Size: 27.6 KB

View on SEC.gov