Brockman Dawn M. 4
4 · AMERIPRISE FINANCIAL INC · Filed Jul 14, 2025
Insider Transaction Report
Form 4
Brockman Dawn M.
SVP AND CONTROLLER
Transactions
- Exercise/Conversion
Phantom Stock
2025-07-10−25.684→ 288.916 total→ Common Stock (25.684 underlying) - Exercise/Conversion
Common Stock
2025-07-10+25.684→ 1,064.684 total - Tax Payment
Common Stock
2025-07-10$542.51/sh−9.684$5,254→ 1,055 total
Holdings
- 144.33(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
- [F2]Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of July 10, 2025. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
- [F3]Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.