Smyth Gerard P. 4
4 · AMERIPRISE FINANCIAL INC · Filed Jul 14, 2025
Insider Transaction Report
Form 4
Smyth Gerard P.
EVP & CIO
Transactions
- Exercise/Conversion
Phantom Stock
2025-07-10−203.567→ 887.379 total→ Common Stock (203.567 underlying) - Tax Payment
Common Stock
2025-07-10$542.51/sh−88.567$48,048→ 9,135 total - Exercise/Conversion
Common Stock
2025-07-10+203.567→ 9,223.567 total
Footnotes (2)
- [F1]Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
- [F2]Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.