LEE DANIEL R 4

4 · FULL HOUSE RESORTS INC · Filed Jul 24, 2025

Form 4

Period: 2025-07-23

DirectorChief Executive Officer

Transactions

Expiration
Call Option (right to buy)
2025-07-23−184,200→ 0 total
Exercise: $4.75From: 2025-06-13Exp: 2026-06-13→ Common Stock (184,200 underlying)
Exercise of In-Money
Put Option (obligation to purchase)
2025-07-23−184,200→ 0 total
Exercise: $4.75From: 2025-06-13Exp: 2026-06-26→ Common Stock (184,200 underlying)
Exercise of In-Money
Common Stock
2025-07-23$4.75/sh+184,200$874,950→ 1,260,918 total

Holdings

Footnotes (1)

[F1]In a private transaction dated June 13, 2025, Mr. Lee purchased 92,100 shares of common stock of Full House Resorts, Inc. (the "Company") directly and 184,200 shares of the Company's common stock indirectly through a subtrust for the benefit of Mr. Lee's children, both at a purchase price of $4.75 per share, and obtained a call option to purchase 184,200 additional shares of the Company's common stock at that same price. The call option expires on June 13, 2026. Seller also had the right to cause Mr. Lee to purchase the additional 184,200 shares at that same price if the closing price of the Company's common stock as reported by NASDAQ was at a price per share of $4.75 or greater on any day prior to June 13, 2026. On July 23, 2025, Seller exercised the right to cause Mr. Lee to purchase the additional 184,200 shares, and Mr. Lee purchased such shares pursuant to the obligation to purchase. There are no further shares related to the right to buy or obligation to purchase.

Documents

1 file