Kleiner Perkins Caufield & Byers XVI, LLC 4
4 · Ambiq Micro, Inc. · Filed Jul 31, 2025
Insider Transaction Report
Form 4
KPCB XVI Associates, LLC
10% Owner
Transactions
- Conversion
Common Stock
2025-07-31+748,046→ 1,172,079 total(indirect: By: KPCB Holdings, Inc., as nominee) - Conversion
Series E Convertible Preferred Stock
2025-07-31−22,594→ 0 total(indirect: By: KPCB Holdings, Inc., as nominee)→ Common Stock (23,294 underlying) - Conversion
Common Stock
2025-07-31+23,294→ 1,294,331 total(indirect: By KPCB Holdings, Inc., as nominee) - Conversion
Series C Convertible Preferred Stock
2025-07-31−748,046→ 0 total(indirect: By: KPCB Holdings, Inc., as nominee)→ Common Stock (748,046 underlying) - Conversion
Common Stock
2025-07-31+194,618→ 1,488,949 total(indirect: By KPCB Holdings, Inc., as nominee) - Conversion
Series D Convertible Preferred Stock
2025-07-31−98,958→ 0 total(indirect: By: KPCB Holdings, Inc., as nominee)→ Common Stock (98,958 underlying) - Conversion
Series F Convertible Preferred Stock
2025-07-31−171,064→ 0 total(indirect: By: KPCB Holdings, Inc., as nominee)→ Common Stock (194,618 underlying) - Conversion
Common Stock
2025-07-31+98,958→ 1,271,037 total(indirect: By KPCB Holdings, Inc., as nominee)
Footnotes (8)
- [F1]The Series C Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted into Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering of common stock and had no expiration date.
- [F2]All shares are held for convenience in the name of "KPCB Holdings, Inc., as nominee" for the accounts of such individuals and entities. The managing member of Kleiner Perkins Caufield & Byers XVI, LLC ("KPCB XVI") and KPCB XVI Founders Fund, LLC ("KPCB XVI Founders") is KPCB XVI Associates, LLC ("KPCB XVI Associates"). L. John Doerr, Beth Seidenberg, Randy Komisar, Theodore E. Schlein, and Wen Hsieh, the managing members of KPCB XVI Associates, exercise shared voting and dispositive control over the shares held by KPCB XVI and KPCB XVI Founders. Such managing members disclaim beneficial ownership of all shares held by KPCB XVI and KPCB XVI Founders except to the extent of their pecuniary interest therein.
- [F3]Consists of 723,286 shares of Series C Convertible Preferred Stock held by KPCB XVI that automatically converted into 723,286 shares of Common Stock, and 24,760 shares of Series C Convertible Preferred Stock held by KPCB XVI Founders that automatically converted into 24,760 shares of Common Stock.
- [F4]Consists of 95,683 shares of Series D Convertible Preferred Stock held by KPCB XVI that automatically converted into 95,683 shares of Common Stock, and 3,275 shares of Series D Convertible Preferred Stock held by KPCB XVI Founders that automatically converted into 3,275 shares of Common Stock.
- [F5]The Series E Convertible Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering and had no expiration date. 22,594 outstanding shares of Series E Convertible Preferred Stock automatically converted into 23,294 shares of Common Stock.
- [F6]Consists of 21,846 shares of Series E Convertible Preferred Stock held by KPCB XVI that automatically converted into 22,523 shares of Common Stock, and 748 shares of Series E Convertible Preferred Stock held by KPCB XVI Founders that automatically converted into 771 shares of Common Stock.
- [F7]The Series F Convertible Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering and had no expiration date. 171,064 outstanding shares of Series F Convertible Preferred Stock automatically converted into 194,618 shares of Common Stock.
- [F8]Consists of 165,402 shares of Series F Convertible Preferred Stock held by KPCB XVI that automatically converted into 188,177 shares of Common Stock, and 5,662 shares of Series F Convertible Preferred Stock held by KPCB XVI Founders that automatically converted into 6,441 shares of Common Stock.