TRUSCOTT WILLIAM F 4

4 · AMERIPRISE FINANCIAL INC · Filed Aug 21, 2025

Form 4

Period: 2025-08-19

CEO, GLOBAL ASSET MANAGEMENT

Transactions

Exercise/Conversion
Common Stock
2025-08-19$165.41/sh+28,546$4,721,794→ 33,368 total
Exercise/Conversion
Employee Stock Option (right to buy)
2025-08-19−28,546→ 0 total
Exercise: $165.41Exp: 2030-01-31→ Common Stock (28,546 underlying)
Tax Payment
Common Stock
2025-08-19$506.57/sh−18,617$9,430,814→ 4,822 total
Sale
Common Stock
2025-08-19$506.89/sh−9,929$5,032,934→ 11,047 total(indirect: By LLC)

Holdings

Footnotes (4)

[F1]The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon exercise to the reporting person's indirect LLC holdings.
[F2]Reflects the weighted average price of 9,929 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on August 19, 2025 with sale prices ranging from $506.4422 to $507.2442 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
[F3]Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of August 19, 2025. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
[F4]Fully vested.

Documents

1 file