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4//SEC Filing

Shellberg Jeffrey D. 4

Accession 0001415889-25-024404

CIK 0001341317other

Filed

Sep 11, 8:00 PM ET

Accepted

Sep 12, 5:07 PM ET

Size

13.2 KB

Accession

0001415889-25-024404

Insider Transaction Report

Form 4
Period: 2025-09-10
Shellberg Jeffrey D.
DirectorEVP AND CHIEF CREDIT OFFICER
Transactions
  • Exercise/Conversion

    Common Stock

    2025-09-10$7.47/sh+54,882$409,969344,495 total
  • Exercise/Conversion

    Option to buy

    2025-09-1054,88295,118 total
    Exercise: $7.47Exp: 2027-09-30Common Stock (54,882 underlying)
Holdings
  • Common Stock

    (indirect: By Trust)
    317,390
  • Common Stock

    (indirect: By Trust)
    65,000
  • Option to buy

    Exercise: $12.92Exp: 2029-12-06Common Stock (25,000 underlying)
    25,000
  • Option to buy

    Exercise: $17.50Exp: 2032-02-01Common Stock (20,000 underlying)
    20,000
  • Common Stock

    (indirect: By Trust)
    87,000
Footnotes (7)
  • [F1]Shares of common stock are held by Mr. Shellberg as trustee of the Jeffrey D. Shellberg Trust under agreement dated October 1, 2014. Mr. Shellberg possesses voting and investment power with respect to the shares of common stock held by the Jeffrey D. Shellberg Trust under agreement dated October 1, 2014.
  • [F2]Shares of common stock are held by Mr. Shellberg as trustee of the Susan K Shellberg Family Trust dated July 16, 2024. Mr. Shellberg possesses voting and investment power with respect to the shares of common stock held by the Susan K. Shellberg Family Trust dated July 16, 2024.
  • [F3]Shares of common stock are held by Mr. Shellberg as trustee of the Susan K. Shellberg Marital Trust dated July 16, 2024. Mr. Shellberg possesses voting and investment power with respect to the shares of common stock held by the Susan K. Shellberg Marital Trust dated July 16, 2024.
  • [F4]Options to buy granted under the 2017 Combined Incentive and Non-Statutory Stock Option Plan.
  • [F5]Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 10/1/2017.
  • [F6]Options exercisable in 25% increments on the first four anniversaries of the date of the grant which was 12/6/2019.
  • [F7]Options exercisable in 25% increments on the first four anniversaries of the date of the grant which was 2/1/2022.

Issuer

Bridgewater Bancshares Inc

CIK 0001341317

Entity typeother

Related Parties

1
  • filerCIK 0001732717

Filing Metadata

Form type
4
Filed
Sep 11, 8:00 PM ET
Accepted
Sep 12, 5:07 PM ET
Size
13.2 KB