4//SEC Filing
LOOKABAUGH TOM 4
Accession 0001416998-11-000008
CIK 0001227930other
Filed
Sep 1, 8:00 PM ET
Accepted
Sep 2, 12:48 PM ET
Size
8.8 KB
Accession
0001416998-11-000008
Insider Transaction Report
Form 4
LOOKABAUGH TOM
Chief Technology Officer
Transactions
- Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2011-09-01−6,250→ 206,250 totalExercise: $2.38Exp: 2019-07-01→ Common Stock (6,250 underlying) - Sale
Common Stock
2011-09-01$4.29/sh−6,250$26,808→ 0 total - Exercise/Conversion
Common Stock
2011-09-01$2.38/sh+6,250$14,875→ 6,250 total
Footnotes (3)
- [F1]The sales reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2009.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.16 to $4.46, per share. The reporting person undertakes to provide to Entropic Communications (the "Company"), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F3]1/4th of the shares vest one year after the Vesting Commencement Date beginning July 1, 2009. 1/48th of the shares vest monthly thereafter over the next three years. Additionally, grant is subject to accelerated vesting on the terms and conditions set forth in such individual's Change of Control Agreement.
Documents
Issuer
ENTROPIC COMMUNICATIONS INC
CIK 0001227930
Entity typeother
Related Parties
1- filerCIK 0001466829
Filing Metadata
- Form type
- 4
- Filed
- Sep 1, 8:00 PM ET
- Accepted
- Sep 2, 12:48 PM ET
- Size
- 8.8 KB