Smart Richard 4
4 · OCLARO, INC. · Filed Aug 14, 2009
Insider Transaction Report
Form 4
OCLARO, INC.OCLR
Smart Richard
Executive V President R&OR
Transactions
- Sale
Common Stock
2009-08-12$0.60/sh−181$109→ 80,542 total - Sale
Common Stock
2009-08-12$0.60/sh−614$369→ 79,928 total - Sale
Common Stock
2009-08-12$0.60/sh−60$36→ 79,868 total
Footnotes (4)
- [F1]The price range for sales of these shares was between $0.59 to $0.61. Upon appropriate request, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- [F2]On August 10, 2009 the Reporting Person vested in 276 Restricted Stock Units, and as a result of the vesting acquired 276 shares of Common Stock of the Issuer pursuant to the Reporting Person's January 23, 2006 grant of RSUs. This Form 4 reports the sale of shares by the Issuer to satisfy the Reporting Person's various tax obligations pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2009. The Issuer will pay the taxes on behalf of the Reporting Person.
- [F3]On August 10, 2009 the Reporting Person vested in 1,188 Restricted Stock Units, and as a result of the vesting acquired 1,188 shares of Common Stock of the Issuer pursuant to the Reporting Person's October 9, 2006 grant of RSUs. This Form 4 reports the sale of shares by the Issuer to satisfy the Reporting Person's various tax obligations pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2009. The Issuer will pay the taxes on behalf of the Reporting Person.
- [F4]On August 10, 2009 the Reporting Person vested in 98 Restricted Stock Units, and as a result of the vesting acquired 98 shares of Common Stock of the Issuer pursuant to the Reporting Person's March 21, 2007 grant of RSUs. This Form 4 reports the sale of shares by the Issuer to satisfy the Reporting Person's various tax obligations pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2009. The Issuer will pay the taxes on behalf of the Reporting Person.