4//SEC Filing
Smart Richard 4
Accession 0001417327-09-000056
CIK 0001110647other
Filed
Aug 13, 8:00 PM ET
Accepted
Aug 14, 9:51 PM ET
Size
10.0 KB
Accession
0001417327-09-000056
Insider Transaction Report
Form 4
OCLARO, INC.OCLR
Smart Richard
Executive V President R&OR
Transactions
- Sale
Common Stock
2009-08-12$0.60/sh−181$109→ 80,542 total - Sale
Common Stock
2009-08-12$0.60/sh−614$369→ 79,928 total - Sale
Common Stock
2009-08-12$0.60/sh−60$36→ 79,868 total
Footnotes (4)
- [F1]The price range for sales of these shares was between $0.59 to $0.61. Upon appropriate request, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- [F2]On August 10, 2009 the Reporting Person vested in 276 Restricted Stock Units, and as a result of the vesting acquired 276 shares of Common Stock of the Issuer pursuant to the Reporting Person's January 23, 2006 grant of RSUs. This Form 4 reports the sale of shares by the Issuer to satisfy the Reporting Person's various tax obligations pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2009. The Issuer will pay the taxes on behalf of the Reporting Person.
- [F3]On August 10, 2009 the Reporting Person vested in 1,188 Restricted Stock Units, and as a result of the vesting acquired 1,188 shares of Common Stock of the Issuer pursuant to the Reporting Person's October 9, 2006 grant of RSUs. This Form 4 reports the sale of shares by the Issuer to satisfy the Reporting Person's various tax obligations pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2009. The Issuer will pay the taxes on behalf of the Reporting Person.
- [F4]On August 10, 2009 the Reporting Person vested in 98 Restricted Stock Units, and as a result of the vesting acquired 98 shares of Common Stock of the Issuer pursuant to the Reporting Person's March 21, 2007 grant of RSUs. This Form 4 reports the sale of shares by the Issuer to satisfy the Reporting Person's various tax obligations pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2009. The Issuer will pay the taxes on behalf of the Reporting Person.
Documents
Issuer
OCLARO, INC.
CIK 0001110647
Entity typeother
Related Parties
1- filerCIK 0001464084
Filing Metadata
- Form type
- 4
- Filed
- Aug 13, 8:00 PM ET
- Accepted
- Aug 14, 9:51 PM ET
- Size
- 10.0 KB