Smart Richard 4
4 · OCLARO, INC. · Filed Nov 13, 2009
Insider Transaction Report
Form 4
OCLARO, INC.OCLR
Smart Richard
Executive V President R&OR
Transactions
- Sale
Common Stock
2009-11-11$1.21/sh−58$70→ 99,820 total - Sale
Common Stock
2009-11-11$1.21/sh−102$124→ 99,878 total - Sale
Common Stock
2009-11-11$1.21/sh−482$584→ 99,980 total
Footnotes (3)
- [F1]On November 10, 2009 the Reporting Person vested in 1,288 Restricted Stock Units, and as a result of the vesting acquired 1,288 shares of Common Stock of the Issuer pursuant to the Reporting Person's October 9, 2006 grant of RSUs. This Form 4 reports the sale of shares by the Issuer to satisfy the Reporting Person's various tax obligations pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2009. The Issuer will pay the taxes on behalf of the Reporting Person.
- [F2]On November 10, 2009 the Reporting Person vested in 276 Restricted Stock Units, and as a result of the vesting acquired 276 shares of Common Stock of the Issuer pursuant to the Reporting Person's January 23, 2006 grant of RSUs. This Form 4 reports the sale of shares by the Issuer to satisfy the Reporting Person's various tax obligations pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2009. The Issuer will pay the taxes on behalf of the Reporting Person.
- [F3]On November 10, 2009 the Reporting Person vested in 114 Restricted Stock Units, and as a result of the vesting acquired 114 shares of Common Stock of the Issuer pursuant to the Reporting Person's March 21, 2007 grant of RSUs. This Form 4 reports the sale of shares by the Issuer to satisfy the Reporting Person's various tax obligations pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2009. The Issuer will pay the taxes on behalf of the Reporting Person.