4//SEC Filing
Smart Richard 4
Accession 0001417327-09-000078
CIK 0001110647other
Filed
Nov 12, 7:00 PM ET
Accepted
Nov 13, 7:40 PM ET
Size
9.7 KB
Accession
0001417327-09-000078
Insider Transaction Report
Form 4
OCLARO, INC.OCLR
Smart Richard
Executive V President R&OR
Transactions
- Sale
Common Stock
2009-11-11$1.21/sh−58$70→ 99,820 total - Sale
Common Stock
2009-11-11$1.21/sh−102$124→ 99,878 total - Sale
Common Stock
2009-11-11$1.21/sh−482$584→ 99,980 total
Footnotes (3)
- [F1]On November 10, 2009 the Reporting Person vested in 1,288 Restricted Stock Units, and as a result of the vesting acquired 1,288 shares of Common Stock of the Issuer pursuant to the Reporting Person's October 9, 2006 grant of RSUs. This Form 4 reports the sale of shares by the Issuer to satisfy the Reporting Person's various tax obligations pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2009. The Issuer will pay the taxes on behalf of the Reporting Person.
- [F2]On November 10, 2009 the Reporting Person vested in 276 Restricted Stock Units, and as a result of the vesting acquired 276 shares of Common Stock of the Issuer pursuant to the Reporting Person's January 23, 2006 grant of RSUs. This Form 4 reports the sale of shares by the Issuer to satisfy the Reporting Person's various tax obligations pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2009. The Issuer will pay the taxes on behalf of the Reporting Person.
- [F3]On November 10, 2009 the Reporting Person vested in 114 Restricted Stock Units, and as a result of the vesting acquired 114 shares of Common Stock of the Issuer pursuant to the Reporting Person's March 21, 2007 grant of RSUs. This Form 4 reports the sale of shares by the Issuer to satisfy the Reporting Person's various tax obligations pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2009. The Issuer will pay the taxes on behalf of the Reporting Person.
Documents
Issuer
OCLARO, INC.
CIK 0001110647
Entity typeother
Related Parties
1- filerCIK 0001464084
Filing Metadata
- Form type
- 4
- Filed
- Nov 12, 7:00 PM ET
- Accepted
- Nov 13, 7:40 PM ET
- Size
- 9.7 KB