Henry Patrick C 4

4 · ENTROPIC COMMUNICATIONS INC · Filed May 22, 2013

Form 4

Period: 2013-05-20

DirectorCEO & President

Transactions

Tax Payment
Common Stock
2013-05-20$4.44/sh−6,012$26,693→ 563,972 total(indirect: By Trust)
Exercise/Conversion
Common Stock
2013-05-20+16,000→ 579,972 total(indirect: By Trust)
Exercise/Conversion
Restricted Stock Unit
2013-05-20−16,000→ 155,000 total
→ Common Stock (16,000 underlying)

Holdings

Footnotes (5)

[F1]The reporting persons end of period holdings include 2,500 shares purchased on 4/30/13, under the Company's Employee Stock Purchase Plan and are owned directly by the reporting person.
[F2]The shares are held by the Patrick C. Henry and Wendy A. Henry, Trustees of the Patrick C. Henry 2009 Annuity Trust, dated March 26, 2009, of which the Reporting Person holds a pecuniary interest in the annuity provided for in the trust agreement.
[F3]The shares are held by the Patrick C. Henry and Wendy A. Henry, Trustees of the Wendy A. Henry 2009 Annuity Trust, dated March 26, 2009, of which the Reporting Person holds a pecuniary interest in the annuity provided for in the trust agreement.
[F4]Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.
[F5]The shares are vesting over a four year period, with 25% vesting on the first quarterly vesting date following the 1st, 2nd, 3rd and 4th anniversary of the grant date. Additionally, grant is subject to accelerated vesting on the terms and conditions set forth in such individual's Change of Control Agreement.

Documents

1 file