4//SEC Filing
ValueAct Holdings GP, LLC 4
Accession 0001418812-15-000033
CIK 0001411207other
Filed
May 17, 8:00 PM ET
Accepted
May 18, 5:57 PM ET
Size
20.1 KB
Accession
0001418812-15-000033
Insider Transaction Report
Form 4
Spivy Gregory P
Director10% OwnerOther
Transactions
- Award
Restricted Stock Units
2015-05-15+3,162→ 3,162 total→ Common Stock (3,162 underlying)
Holdings
- 19,125,204(indirect: See footnotes)
Common Stock
ValueAct Capital Management, LLC
10% OwnerOther
Transactions
- Award
Restricted Stock Units
2015-05-15+3,162→ 3,162 total→ Common Stock (3,162 underlying)
Holdings
- 19,125,204(indirect: See footnotes)
Common Stock
ValueAct Capital Master Fund, L.P.
10% OwnerOther
Transactions
- Award
Restricted Stock Units
2015-05-15+3,162→ 3,162 total→ Common Stock (3,162 underlying)
Holdings
- 19,125,204(indirect: See footnotes)
Common Stock
ValueAct Holdings GP, LLC
10% OwnerOther
Transactions
- Award
Restricted Stock Units
2015-05-15+3,162→ 3,162 total→ Common Stock (3,162 underlying)
Holdings
- 19,125,204(indirect: See footnotes)
Common Stock
VA Partners I, LLC
10% OwnerOther
Transactions
- Award
Restricted Stock Units
2015-05-15+3,162→ 3,162 total→ Common Stock (3,162 underlying)
Holdings
- 19,125,204(indirect: See footnotes)
Common Stock
ValueAct Capital Management, L.P.
10% OwnerOther
Transactions
- Award
Restricted Stock Units
2015-05-15+3,162→ 3,162 total→ Common Stock (3,162 underlying)
Holdings
- 19,125,204(indirect: See footnotes)
Common Stock
ValueAct Holdings, L.P.
10% OwnerOther
Transactions
- Award
Restricted Stock Units
2015-05-15+3,162→ 3,162 total→ Common Stock (3,162 underlying)
Holdings
- 19,125,204(indirect: See footnotes)
Common Stock
Footnotes (7)
- [F1]Each reporting person listed herein disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- [F2]The securities reported herein are directly beneficially owned by ValueAct Capital Master Fund, L.P. and may be deemed to be indirectly beneficially owned by (i) VA Partners I, LLC as General Partner of ValueAct Capital Master Fund, L.P. , (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Capital Master Fund, L.P. , (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the sole owner of the limited partnership interests of ValueAct Capital Management, L.P. and the membership interests of ValueAct Capital Management, LLC and as the majority owner of the membership interests of VA Partners I, LLC and (v) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P.
- [F3]The restricted stock units ("RSUs") represent the reporting person's annual equity award under the Allison Transmission Holdings, Inc. (the "Company") Second Amended and Restated Non-Employee Director Compensation Policy ("Policy").
- [F4]Each RSU represents a contingent right to receive one share of the Company's common stock.
- [F5]The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock.
- [F6]The number of RSUs received was calculated based on $31.62, which was the closing price of the Company's common stock on the date of grant.
- [F7]Under an agreement with ValueAct Capital, Gregory P. Spivy is deemed to hold the common stock for the benefit of ValueAct Capital Master Fund, L.P. and indirectly for (i) VA Partners I, LLC as General Partner of ValueAct Capital Master Fund, L.P., (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Capital Master Fund, L.P., (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the sole owner of the limited partnership interests of ValueAct Capital Management, L.P. and the membership interests of ValueAct Capital Management, LLC and as the majority owner of the membership interests of VA Partners I, LLC and (v) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P.
Documents
Issuer
Allison Transmission Holdings Inc
CIK 0001411207
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001418813
Filing Metadata
- Form type
- 4
- Filed
- May 17, 8:00 PM ET
- Accepted
- May 18, 5:57 PM ET
- Size
- 20.1 KB