4//SEC Filing
Spivy Gregory P 4
Accession 0001418812-15-000059
CIK 0001411207other
Filed
Aug 31, 8:00 PM ET
Accepted
Sep 1, 5:05 PM ET
Size
19.6 KB
Accession
0001418812-15-000059
Insider Transaction Report
Form 4
ValueAct Holdings, L.P.
10% OwnerOther
Transactions
- Award
Dividend Equivalent Rights
2015-08-28+16→ 31 total→ Common Stock (16 underlying)
Holdings
- 19,125,204(indirect: See footnotes)
Common Stock
ValueAct Capital Master Fund, L.P.
10% OwnerOther
Transactions
- Award
Dividend Equivalent Rights
2015-08-28+16→ 31 total→ Common Stock (16 underlying)
Holdings
- 19,125,204(indirect: See footnotes)
Common Stock
ValueAct Capital Management, L.P.
10% OwnerOther
Transactions
- Award
Dividend Equivalent Rights
2015-08-28+16→ 31 total→ Common Stock (16 underlying)
Holdings
- 19,125,204(indirect: See footnotes)
Common Stock
ValueAct Capital Management, LLC
10% OwnerOther
Transactions
- Award
Dividend Equivalent Rights
2015-08-28+16→ 31 total→ Common Stock (16 underlying)
Holdings
- 19,125,204(indirect: See footnotes)
Common Stock
ValueAct Holdings GP, LLC
10% OwnerOther
Transactions
- Award
Dividend Equivalent Rights
2015-08-28+16→ 31 total→ Common Stock (16 underlying)
Holdings
- 19,125,204(indirect: See footnotes)
Common Stock
Spivy Gregory P
Director10% OwnerOther
Transactions
- Award
Dividend Equivalent Rights
2015-08-28+16→ 31 total→ Common Stock (16 underlying)
Holdings
- 19,125,204(indirect: See footnotes)
Common Stock
VA Partners I, LLC
10% OwnerOther
Transactions
- Award
Dividend Equivalent Rights
2015-08-28+16→ 31 total→ Common Stock (16 underlying)
Holdings
- 19,125,204(indirect: See footnotes)
Common Stock
Footnotes (4)
- [F1]Each reporting person listed herein disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- [F2]The securities reported herein are directly beneficially owned by ValueAct Capital Master Fund, L.P. and may be deemed to be indirectly beneficially owned by (i) VA Partners I, LLC as General Partner of ValueAct Capital Master Fund, L.P. , (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Capital Master Fund, L.P. , (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the sole owner of the limited partnership interests of ValueAct Capital Management, L.P. and the membership interests of ValueAct Capital Management, LLC and as the majority owner of the membership interests of VA Partners I, LLC and (v) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P.
- [F3]The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.
- [F4]Under an agreement with ValueAct Capital, Gregory P. Spivy is deemed to hold the common stock for the benefit of ValueAct Capital Master Fund, L.P. and indirectly for (i) VA Partners I, LLC as General Partner of ValueAct Capital Master Fund, L.P., (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Capital Master Fund, L.P., (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the sole owner of the limited partnership interests of ValueAct Capital Management, L.P. and the membership interests of ValueAct Capital Management, LLC and as the majority owner of the membership interests of VA Partners I, LLC and (v) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P.
Documents
Issuer
Allison Transmission Holdings Inc
CIK 0001411207
Entity typeother
Related Parties
1- filerCIK 0001310679
Filing Metadata
- Form type
- 4
- Filed
- Aug 31, 8:00 PM ET
- Accepted
- Sep 1, 5:05 PM ET
- Size
- 19.6 KB