ValueAct Holdings GP, LLC 4
4 · Allison Transmission Holdings Inc · Filed May 15, 2017
Insider Transaction Report
Form 4
Spivy Gregory P
Director10% OwnerOther
Transactions
- Exercise/Conversion
Common Stock
2017-05-11+3,697→ 6,925 total - Exercise/Conversion
Restricted Stock Units
2017-05-11−3,628→ 0 total→ Common Stock (3,628 underlying) - Exercise/Conversion
Dividend Equivalent Rights
2017-05-11−69→ 0 total→ Common Stock (69 underlying)
Footnotes (7)
- [F1]Settlement of restricted stock units ("RSUs") and related dividend equivalents.
- [F2]All board compensation accrues to the benefit of the investors in ValueAct Capital Master Fund, L.P.‎, and not to any individual. Under an agreement with ValueAct Capital, Gregory P. Spivy is deemed to hold the common stock for the benefit of ValueAct Capital Master Fund, L.P. and indirectly for (i) VA Partners I, LLC as General Partner of ValueAct Capital Master Fund, L.P., (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Capital Master Fund, L.P., (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the sole owner of the limited partnership interests of ValueAct Capital Management, L.P. and the membership interests of ValueAct Capital Management, LLC and as the majority owner of the membership interests of VA Partners I, LLC and (v) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P.
- [F3]Each reporting person listed herein disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- [F4]Each RSU represents a contingent right to receive one share of the Company's common stock.
- [F5]On May 12, 2016, the reporting person was granted 3,628 RSUs that vested on May 11, 2017.
- [F6]Each dividend equivalent right represents a contingent right to receive one share of the Company's common stock.
- [F7]The dividend equivalent rights accrued on previously awarded RSUs and vested on May 11, 2017.