Home/Filings/4/0001418812-17-000052
4//SEC Filing

ValueAct Holdings GP, LLC 4

Accession 0001418812-17-000052

CIK 0001101215other

Filed

Jun 27, 8:00 PM ET

Accepted

Jun 28, 5:48 PM ET

Size

19.1 KB

Accession

0001418812-17-000052

Insider Transaction Report

Form 4
Period: 2017-06-26
Transactions
  • Award

    Common Stock

    2017-06-26+564564 total
Holdings
  • Common Stock

    (indirect: See Footnotes)
    5,877,400
Transactions
  • Award

    Common Stock

    2017-06-26+564564 total
Holdings
  • Common Stock

    (indirect: See Footnotes)
    5,877,400
Barlow Kelly J
Director10% OwnerOther
Transactions
  • Award

    Common Stock

    2017-06-26+564564 total
Holdings
  • Common Stock

    (indirect: See Footnotes)
    5,877,400
Transactions
  • Award

    Common Stock

    2017-06-26+564564 total
Holdings
  • Common Stock

    (indirect: See Footnotes)
    5,877,400
Transactions
  • Award

    Common Stock

    2017-06-26+564564 total
Holdings
  • Common Stock

    (indirect: See Footnotes)
    5,877,400
VA Partners I, LLC
10% OwnerOther
Transactions
  • Award

    Common Stock

    2017-06-26+564564 total
Holdings
  • Common Stock

    (indirect: See Footnotes)
    5,877,400
Transactions
  • Award

    Common Stock

    2017-06-26+564564 total
Holdings
  • Common Stock

    (indirect: See Footnotes)
    5,877,400
Footnotes (4)
  • [F1]The new grant is for 564 shares of common stock represented by restricted stock units. The restrictions on 100% of the shares will lapse on the earlier of (i) 6/25/27 or (ii) termination of the director's service on the Company's board of directors.
  • [F2]The ValueAct entities referred to in this footnote 2 are collectively referred to herein as "ValueAct Capital." Under an agreement with ValueAct Capital, Kelly J. Barlow is deemed to hold the common stock for the benefit of the limited partners of ValueAct Capital Master Fund, L.P. and indirectly for (i) VA Partners I, LLC as General Partner of ValueAct Capital Master Fund, L.P., (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Capital Master Fund, L.P., (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the sole owner of the limited partnership interests of ValueAct Capital Management, L.P. and the membership interests of ValueAct Capital Management, LLC and as the majority owner of the membership interests of VA Partners I, LLC and (v) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P.
  • [F3]Each reporting person listed herein disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
  • [F4]The securities reported herein are directly beneficially owned by ValueAct Capital Master Fund, L.P. and may be deemed to be indirectly beneficially owned by (i) VA Partners I, LLC as General Partner of ValueAct Capital Master Fund, L.P., (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Capital Master Fund, L.P., (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the sole owner of the limited partnership interests of ValueAct Capital Management, L.P. and the membership interests of ValueAct Capital Management, LLC and as the majority owner of the membership interests of VA Partners I, LLC and (v) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P.

Issuer

ALLIANCE DATA SYSTEMS CORP

CIK 0001101215

Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001418813

Filing Metadata

Form type
4
Filed
Jun 27, 8:00 PM ET
Accepted
Jun 28, 5:48 PM ET
Size
19.1 KB