4//SEC Filing
Morfit G Mason 4
Accession 0001418812-17-000129
CIK 0000789019other
Filed
Nov 29, 7:00 PM ET
Accepted
Nov 30, 6:39 PM ET
Size
22.9 KB
Accession
0001418812-17-000129
Insider Transaction Report
Form 4
MICROSOFT CORPMSFT
ValueAct Holdings GP, LLC
DirectorOther
Transactions
- Award
Common Stock
2017-11-28+589→ 589 total
Holdings
- 8,131,525(indirect: See Footnotes)
Common Stock
- 881,949(indirect: See Footnotes)
Common Stock
VA Partners I, LLC
DirectorOther
Transactions
- Award
Common Stock
2017-11-28+589→ 589 total
Holdings
- 8,131,525(indirect: See Footnotes)
Common Stock
- 881,949(indirect: See Footnotes)
Common Stock
ValueAct Capital Management, L.P.
DirectorOther
Transactions
- Award
Common Stock
2017-11-28+589→ 589 total
Holdings
- 8,131,525(indirect: See Footnotes)
Common Stock
- 881,949(indirect: See Footnotes)
Common Stock
ValueAct Capital Master Fund, L.P.
DirectorOther
Transactions
- Award
Common Stock
2017-11-28+589→ 589 total
Holdings
- 8,131,525(indirect: See Footnotes)
Common Stock
- 881,949(indirect: See Footnotes)
Common Stock
ValueAct Co-Invest Master Fund, L.P.
DirectorOther
Transactions
- Award
Common Stock
2017-11-28+589→ 589 total
Holdings
- 8,131,525(indirect: See Footnotes)
Common Stock
- 881,949(indirect: See Footnotes)
Common Stock
Morfit G Mason
DirectorOther
Transactions
- Award
Common Stock
2017-11-28+589→ 589 total
Holdings
- 881,949(indirect: See Footnotes)
Common Stock
- 8,131,525(indirect: See Footnotes)
Common Stock
ValueAct Capital Management, LLC
DirectorOther
Transactions
- Award
Common Stock
2017-11-28+589→ 589 total
Holdings
- 8,131,525(indirect: See Footnotes)
Common Stock
- 881,949(indirect: See Footnotes)
Common Stock
ValueAct Holdings, L.P.
DirectorOther
Transactions
- Award
Common Stock
2017-11-28+589→ 589 total
Holdings
- 8,131,525(indirect: See Footnotes)
Common Stock
- 881,949(indirect: See Footnotes)
Common Stock
Footnotes (6)
- [F1]Represents stock award which is fully vested on the date of grant.
- [F2]The ValueAct entities referred to in this footnote 2 are collectively referred to herein as "ValueAct Capital." Under an agreement with ValueAct Capital, G. Mason Morfit is deemed to hold the shares for the benefit of the limited partners of ValueAct Capital Master Fund, L.P. and indirectly for (i) VA Partners I, LLC as General Partner of ValueAct Capital Master Fund, L.P., (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Capital Master Fund, L.P., (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the sole owner of the limited partnership interests of ValueAct Capital Management, L.P. and the membership interests of ValueAct Capital Management, LLC and as the majority owner of the membership interests of VA Partners I, LLC and (v) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P.
- [F3]Each reporting person listed herein disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- [F4]Reflects the transfer to ValueAct Capital Master Fund, L.P. of 675 shares, which were previously awarded to Mr. Morfit on August 30, 2017 pursuant to the Issuer's Director compensation policy. Under an agreement with ValueAct Capital, Mr. Morfit held these shares for the benefit of the limited partners of ValueAct Capital Master Fund, L.P. and as such the vested shares have been transferred.
- [F5]The securities reported herein are directly beneficially owned by ValueAct Capital Master Fund, L.P. and may be deemed to be indirectly beneficially owned by (i) VA Partners I, LLC as General Partner of ValueAct Capital Master Fund, L.P. , (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Capital Master Fund, L.P. , (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the sole owner of the limited partnership interests of ValueAct Capital Management, L.P. and the membership interests of ValueAct Capital Management, LLC and as the majority owner of the membership interests of VA Partners I, LLC and (v) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P. G. Mason Morfit is a member of the management board of ValueAct Holdings GP, LLC.
- [F6]The securities reported herein are directly beneficially owned by ValueAct Co-Invest Master Fund, L.P. and may be deemed to be indirectly beneficially owned by (i) VA Partners I, LLC as General Partner of ValueAct Co-Invest Master Fund, L.P. , (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Co-Invest Master Fund, L.P. , (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the sole owner of the limited partnership interests of ValueAct Capital Management, L.P. and the membership interests of ValueAct Capital Management, LLC and as the majority owner of the membership interests of VA Partners I, LLC and (v) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P. G. Mason Morfit is a member of the management board of ValueAct Holdings GP, LLC.
Documents
Issuer
MICROSOFT CORP
CIK 0000789019
Entity typeother
Related Parties
1- filerCIK 0001325920
Filing Metadata
- Form type
- 4
- Filed
- Nov 29, 7:00 PM ET
- Accepted
- Nov 30, 6:39 PM ET
- Size
- 22.9 KB