3//SEC Filing
ValueAct Spring Master Fund, L.P. 3
Accession 0001418812-18-000003
CIK 0000874761other
Filed
Jan 18, 7:00 PM ET
Accepted
Jan 19, 4:59 PM ET
Size
18.8 KB
Accession
0001418812-18-000003
Insider Transaction Report
Form 3
AES CORPAES
ValueAct Capital Management, LLC
DirectorOther
Holdings
Units
→ Common Stock (7,864 underlying)- 1,529,500(indirect: See Footnotes)
Common Stock
ValueAct Holdings GP, LLC
DirectorOther
Holdings
- 1,529,500(indirect: See Footnotes)
Common Stock
Units
→ Common Stock (7,864 underlying)
VA Partners I, LLC
DirectorOther
Holdings
- 1,529,500(indirect: See Footnotes)
Common Stock
Units
→ Common Stock (7,864 underlying)
ValueAct Capital Management, L.P.
DirectorOther
Holdings
Units
→ Common Stock (7,864 underlying)- 1,529,500(indirect: See Footnotes)
Common Stock
UBBEN JEFFREY W
DirectorOther
Holdings
Units
→ Common Stock (7,864 underlying)- 1,529,500(indirect: See Footnotes)
Common Stock
ValueAct Holdings, L.P.
DirectorOther
Holdings
Units
→ Common Stock (7,864 underlying)- 1,529,500(indirect: See Footnotes)
Common Stock
ValueAct Spring Master Fund, L.P.
DirectorOther
Holdings
Units
→ Common Stock (7,864 underlying)- 1,529,500(indirect: See Footnotes)
Common Stock
Footnotes (4)
- [F1]Each reporting person listed herein disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- [F2]The securities reported herein are directly beneficially owned by ValueAct Spring Master Fund, L.P. and may be deemed to be indirectly beneficially owned by (i) VA Partners I, LLC as General Partner of ValueAct Spring Master Fund, L.P., (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Spring Master Fund, L.P., (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the sole owner of the limited partnership interests of ValueAct Capital Management, L.P. and the membership interests of ValueAct Capital Management, LLC and as the majority owner of the membership interests of VA Partners I, LLC and (v) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P. Jeffrey W. Ubben is a member of the management board of ValueAct Holdings GP, LLC.
- [F3]Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.
- [F4]The ValueAct entities referred to in footnote 2 are collectively referred to herein as "ValueAct Capital." Under an agreement with ValueAct Capital, Jeffrey W. Ubben is deemed to hold the common stock for the benefit of the limited partners of ValueAct Spring Master Fund, L.P. and indirectly for (i) VA Partners I, LLC as General Partner of ValueAct Spring Master Fund, L.P., (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Spring Master Fund, L.P., (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the sole owner of the limited partnership interests of ValueAct Capital Management, L.P. and the membership interests of ValueAct Capital Management, LLC and as the majority owner of the membership interests of VA Partners I, LLC and (v) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P.
Documents
Issuer
AES CORP
CIK 0000874761
Entity typeother
IncorporatedVirgin Islands, British
Related Parties
1- filerCIK 0001728461
Filing Metadata
- Form type
- 3
- Filed
- Jan 18, 7:00 PM ET
- Accepted
- Jan 19, 4:59 PM ET
- Size
- 18.8 KB