Garrabrants Gregory 4

4 · Axos Financial, Inc. · Filed Feb 6, 2026

AI-generated summary of this filing

Updated Feb 6, 2026

Axos Financial (AX) CEO Gregory Garrabrants Sells Shares

What Happened

Gregory Garrabrants, President, CEO and Director of Axos Financial, sold 43,294 shares in an open‑market transaction on Feb 4, 2026 for a weighted average price of $99.10, totaling $4,290,392.
On Feb 5, 2026 he donated two separate blocks of shares to charitable funds: 1,513 shares (value $149,742) and 1,009 shares (value $99,861) at $98.97 per share.
The shares involved were previously issued following the vesting of RSUs (per footnote), so these were dispositions of vested equity rather than fresh purchases.

Key Details

Transaction dates and prices:
- Feb 4, 2026 — Sale of 43,294 shares at a weighted average price of $99.10 (sales executed in multiple trades at $99.00–$99.50; reporting person can provide detailed trade prices per F2).
- Feb 5, 2026 — Gifts of 1,513 and 1,009 shares at $98.97 each (F3, F4).
Total values: $4,290,392 (sale) and $249,603 (combined charitable donations).
Source of shares: RSUs that vested and were issued on June 30, 2025 (F1).
Shares owned after the transactions: not included in the provided excerpt of the Form 4.
Filing: Form 4 accession dated Feb 6, 2026; no late‑filing flag provided in the excerpt.

Context

Sales of vested RSUs are common for liquidity, tax or portfolio‑management reasons; gifts to charity are non‑market signals and do not necessarily indicate the insider’s view of the company’s prospects.
The sale was a sizable cash‑raising disposition (~$4.3M); the charitable donations totaled roughly $250K.

Form 4

Period: 2026-02-04

DirectorPresident and CEO

Transactions

Sale
Common Stock
[F1][F2]
2026-02-04$99.10/sh−43,294$4,290,392→ 1,418,751 total
Gift
Common Stock
[F3]
2026-02-05$98.97/sh−1,513$149,742→ 1,417,238 total
Gift
Common Stock
[F4]
2026-02-05$98.97/sh−1,009$99,861→ 1,416,229 total

Holdings

Footnotes (4)

[F1]Represents shares of Common Stock issued on June 30, 2025 following the vesting of Restricted Stock Units ("RSUs") which vest one-fourth each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plans in connection with the reporting person's employment agreement as President and Chief Executive Officer.
[F2]These transactions were executed in multiple trades, at prices ranging from $99.00 to $99.50. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.
[F3]This transaction represents a charitable donation of 1,513 shares of common stock of the Issuer to a charitable fund on February 5, 2026. The Issuer's common stock was transferred at $98.97, resulting in a value for the donation of $149,742.
[F4]This transaction represents a charitable donation of 1,009 shares of common stock of the Issuer to a charitable fund on February5, 2026. The Issuer's common stock was transferred at $98.97, resulting in a value for the donation of $99,861.

Signature

By: Derrick Walsh For: Gregory Garrabrants|2026-02-06

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