5//SEC Filing
Graves Harry Hammond 5
Accession 0001420101-11-000002
CIK 0001487920other
Filed
Aug 23, 8:00 PM ET
Accepted
Aug 24, 7:55 PM ET
Size
13.1 KB
Accession
0001420101-11-000002
Insider Transaction Report
Form 5
Graves Harry Hammond
DirectorCHIEF FINANCIAL OFFICER10% Owner
Transactions
- Other
COMMON STOCK
2010-09-27+4,119,570→ 4,119,570 total(indirect: By Spouse) - Other
COMMON STOCK
2010-09-27+1,200,000→ 1,200,000 total(indirect: BY THE BELCARO GROUP LP) - Other
COMMON STOCK
2010-09-27+28,235,860→ 28,235,860 total - Other
COMMON STOCK
2010-09-27+9,000,000→ 9,000,000 total(indirect: By Trust) - Other
COMMON STOCK
2011-04-01−9,000,000→ 33,555,430 total(indirect: By Trust)
Footnotes (6)
- [F1]THE REPORTING PERSON DIRECTLY OWNED 28,235,860 SHARES OF COMMON STOCK ON SEPTEMBER 27, 2010, THE DATE WHICH IS SIXTY DAYS AFTER THE DATE ON WHICH USA SYNTHETIC FUEL CORPORATION FILED ITS FORM 10 REGISTRATION STATEMENT, SUBJECTING THE REPORTING PERSON TO SECTION 16 OF THE SECURITIES EXCHANGE ACT OF 1934
- [F2]THE REPORTING PERSON'S SPOUSE OWNED 4,119,570 SHARES OF COMMON STOCK ON 9/27/2010.
- [F3]THE REPORTING PERSON IS A PARTNER IN THE BELCARO GROUP LP ("BELCARO") AND OWNS 40% OF BELCARO, GIVING THE REPORTING PEROSN A PROPORTIONATE INTEREST IN BELCARO'S OWNERSHIP. THE REPORTING PERSON HAS BENEFICIAL OWNERSHIP OF 1,200,000 SHARES ON 9/27/2010.
- [F4]THE REPORTING PERSON'S SPOUSE WAS THE TRUSTEE OF THE FIFTH THIRD BANK AGENT FOR LYNNE R. GRAVES, TRUSTEE, U/A TRUST 3 DATED DECEMBER 1, 2005 ("TRUST"), WHICH OWNED 9,000,000 SHARES ON SEPTEMBER 27, 2010. BECAUSE THE REPORTING PERSON'S SPOUSE WAS THE TRUSTEE OF THE TRUST, THE REPORTING PERSON WAS DEEMED TO BE THE BENEFICIAL OWNER OF THE SHARES HELD BY THE TRUST ON SEPTEMBER 27, 2010.
- [F5]ON APRIL 1, 2011 THE REPORTING PERSON'S SPOUSE RESIGNED AS TRUSTEE AND RELINQUISHED VOTING, INVESTMENT AND DISPOSITIVE POWERS WITH RESPECT TO THE TRUST. AS A RESULT, THE REPORTING PERSON NO LONGER IS DEEMED TO BE THE BENEFICIAL OWNER OF THE SHARES HELD BY THE TRUST.
- [F6]REPRESENTS 28,235,860 SHARES HELD DIRECTLY, 4,119,570 SHARES HELD INDIRECTLY BY SPOUSE, AND 1,200,000 HELD INDIRECTLY BY THE BELCARO GROUP LP, OF WHICH THE REPORTING PERSON IS A PARTNER.
Documents
Issuer
USA Synthetic Fuel Corp
CIK 0001487920
Entity typeother
Related Parties
1- filerCIK 0001420101
Filing Metadata
- Form type
- 5
- Filed
- Aug 23, 8:00 PM ET
- Accepted
- Aug 24, 7:55 PM ET
- Size
- 13.1 KB