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GlenRose Instruments Inc. 4

Accession 0001420349-11-000002

CIK 0001340095operating

View on SEC.gov Company Profile

Filed

Jul 12, 8:00 PM ET

Accepted

Jul 13, 7:35 PM ET

Size

16.6 KB

Accession

0001420349-11-000002

Insider Transaction Report

Form 4

Period: 2010-08-09

GlenRose Instruments Inc.NONE

Blum Strategic GP IV, L.L.C.

10% Owner

Transactions

Other
4% Convertible Debentures Due 2013
2011-07-07$1067930.53/sh→ 285,374 total
Exercise: $7.00From: 2008-07-25Exp: 2013-07-25→ Common Stock (152,562 underlying)
Other
4% Convertible Debentures Due 2013
2011-07-08$1997615.46/sh→ 0 total
Exercise: $7.00From: 2008-07-25Exp: 2013-07-25→ Common Stock (285,374 underlying)
Other
4% Convertible Debentures Due 2013
2011-01-13$463865.55/sh→ 495,558 total
Exercise: $7.00From: 2008-07-25Exp: 2013-07-25→ Common Stock (66,267 underlying)
Other
4% Convertible Debentures Due 2013
2010-08-09$8067226.89/sh→ 561,825 total
Exercise: $7.00From: 2008-07-25Exp: 2013-07-25→ Common Stock (1,152,461 underlying)
Other
4% Convertible Debentures Due 2013
2011-03-31$403361.57/sh→ 437,935 total
Exercise: $7.00From: 2008-07-25Exp: 2013-07-25→ Common Stock (57,623 underlying)

Footnotes (2)

[F1]The Issuer reported, in its Form 8-K dated July 27, 2010, that on July 23, 2010, it had amended its 4% Convertible Debentures Due 2013 (the "Debentures") to eliminate subsections (i) and (ii) of Section 6(a) of the Debentures, and in connection therewith, the Issuer authorized redemption of $10,000,000 of the Issuer's Debentures. In connection therewith the Issuer redeemed Debentures of Blum Strategic Partners IV, L.P. ("Strategic IV") of the Issuer as described herein.
[F2]These securities were owned directly by Blum Strategic Partners IV, L.P. ("Strategic IV"). The shares may also have been deemed to be owned indirectly by (i) Blum Strategic GP IV, L.P. ("Blum GP IV LP"), the general partner of Strategic IV, and (ii) Blum Strategic GP IV, L.L.C. ("Blum GP IV"), the general partner of Blum GP IV LP. Both Blum GP IV LP and Blum GP IV disclaimed beneficial ownership of these shares, except to the extent of any pecuinary interest therein.

Documents

2 files

Issuer

GlenRose Instruments Inc.

CIK 0001340095

Entity typeoperating

Related Parties

1

filerCIK 0001340095

Filing Metadata

Form type: 4
Filed: Jul 12, 8:00 PM ET
Accepted: Jul 13, 7:35 PM ET
Size: 16.6 KB

View on SEC.gov