4//SEC Filing
UNITED NATURAL FOODS INC 4
Accession 0001420506-10-000405
$UNFICIK 0001020859operating
Filed
Dec 20, 7:00 PM ET
Accepted
Dec 21, 4:36 PM ET
Size
21.6 KB
Accession
0001420506-10-000405
Insider Transaction Report
Form 4
SIMONE THOMAS B
Director
Transactions
- Exercise/Conversion
Common Stock
2010-12-17$28.14/sh+26,600$748,524→ 26,600 total - Sale
Common Stock
2010-12-17$37.32/sh−38,680$1,443,418→ 0 total - Exercise/Conversion
Common Stock
2010-12-17$24.54/sh+9,000$220,860→ 35,600 total - Award
Phantom Stock
2010-12-16+1,599→ 33,596 total→ Common Stock (1,599 underlying) - Exercise/Conversion
Stock option (right to buy)
2010-12-17−9,000→ 0 totalExercise: $24.54Exp: 2018-09-16→ Common Stock (9,000 underlying) - Exercise/Conversion
Common Stock
2010-12-17$24.30/sh+3,080$74,844→ 38,680 total - Disposition to Issuer
Restricted Stock Unit
2010-12-16−1,599→ 0 total→ Common Stock (1,599 underlying) - Exercise/Conversion
Stock option (right to buy)
2010-12-17−26,600→ 0 totalExercise: $28.14Exp: 2014-12-01→ Common Stock (26,600 underlying) - Exercise/Conversion
Stock option (right to buy)
2010-12-17−3,080→ 0 totalExercise: $24.30Exp: 2019-09-11→ Common Stock (3,080 underlying)
Holdings
- 11,000(indirect: See footnote)
Common Stock
Footnotes (8)
- [F1]Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.
- [F2]The vesting of the last traunch of Mr. Simone's restricted stock units granted on September 11, 2009 were accelerated upon his retirement from our Board of Directors on December 16, 2010.
- [F3]The security converts to common stock on a one-for-one basis subject to the terms of the United Natural Foods, Inc. Deferred Compensation Plan and United Natural Foods, Inc. Deferred Stock Plan.
- [F4]Mr. Simone had previously elected to defer 100% of any restricted stock units granted during 2009 to the Company's Deferred Compensation Plan upon vesting.
- [F5]The stock options normally vest and become exercisable in three equal annual installments beginning on the date of grant, and expire on the tenth anniversary of the date of grant. The vesting of the last traunch of Mr. Simone's stock options granted on September 11, 2009 were accelerated upon his retirement from our Board of Directors on December 16, 2010.
- [F6]The transaction price listed is a weighted average. Actual sale prices for these dispositions ranged from $37.230 to $37.430.
- [F7]Shares held by the Thomas B. Simone and Shirley A. Simone 1990 Family Trust Agreement.
- [F8]The stock options vest and become exercisable in three equal annual installments beginning on the date of grant, and expire on the tenth anniversary of the date of grant.
Documents
Issuer
UNITED NATURAL FOODS INC
CIK 0001020859
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001020859
Filing Metadata
- Form type
- 4
- Filed
- Dec 20, 7:00 PM ET
- Accepted
- Dec 21, 4:36 PM ET
- Size
- 21.6 KB