Sellers Richard 4
4 · Vu1 CORP · Filed Jan 24, 2012
Insider Transaction Report
Form 4
Vu1 CORPVUOCD
Sellers Richard
DirectorPresident and COO10% Owner
Transactions
- Sale
Common Stock
2011-11-10$0.39/sh−19,070$7,437→ 11,629,299 total - Sale
Common Stock
2011-10-14$0.38/sh−18,000$6,750→ 11,723,869 total - Sale
Common Stock
2011-10-17$0.38/sh−72,000$27,360→ 11,651,869 total - Sale
Common Stock
2011-12-09$5.20/sh−1,220$6,344→ 578,445 total - Sale
Common Stock
2011-10-31$0.38/sh−3,500$1,330→ 11,648,369 total - Sale
Common Stock
2011-11-14$0.39/sh−15,000$5,850→ 11,614,299 total - Sale
Common Stock
2011-12-08$5.25/sh−1,050$5,513→ 579,665 total - Sale
Common Stock
2011-12-23$4.20/sh−500$2,100→ 567,159 total - Sale
Common Stock
2012-01-23−165,000→ 402,159 total - Sale
Common Stock
2011-12-21$4.38/sh−6,550$28,689→ 570,159 total - Sale
Common Stock
2011-12-16$4.87/sh−1,736$8,446→ 576,709 total - Sale
Common Stock
2011-12-22$4.21/sh−2,500$10,525→ 567,659 total
Footnotes (4)
- [F1]Consists of (a) 8,834,420 shares of Vu1 Corporation common stock and (b) 2,779,879 shares of Vu1 Corporation common stock that Mr. Sellers has the right to acquire pursuant to currently exercisable options and warrants.
- [F2]Mr. Sellers total beneficial ownership was adjusted per the 20:1 reverse split that went into effect on November 20, 2011, as discolsed in the company 8-k filing on November 16, 2011.
- [F3]Mr. Sellers has been informed by federal authorities that the company he received loans from sold all 165,000 shares given as collateral into the open market. This action by the loan company was in violation of the loan agreements and they did not have any other right to sell his shares. Because of this action by the loan company, Mr. Sellers no longer has beneficial ownership of these shares. The loan company is currently under criminal investigation by the federal authorities for this action.
- [F4]Consists of (a) 263,165 shares of Vu1 Corporation common stock and (b) 138,994 shares of Vu1 Corporation common stock that Mr. Sellers has the right to acquire pursuant to currently exercisable options and warrants.