On Deck Capital Inc 4
4 · On Deck Capital Inc · Filed Sep 16, 2015
Insider Transaction Report
Form 4
Katzenberg Howard
Chief Financial Officer
Transactions
- Award
Common Stock
2015-09-15$9.00/sh+2,500$22,504→ 447,439 total
Holdings
- 25,000(indirect: See footnote)
Common Stock
- 25,000(indirect: See footnote)
Common Stock
Footnotes (3)
- [F1]The reported shares were acquired under the On Deck Capital, Inc. 2014 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(c) and Rule 16b-3(d).
- [F2]The reported shares are held directly by The Howard Katzenberg 2014 Grantor Annuity Trust dated December 7, 2014 for which the Reporting Person serves as trustee.
- [F3]The reported shares are held directly by The Howard Katzenberg 2014 Dynasty Trust dated December 7, 2014 for which the Reporting Person's spouse serves as a trustee.