On Deck Capital, Inc. 4
4 · On Deck Capital, Inc. · Filed Jun 29, 2016
Insider Transaction Report
Form 4
Katzenberg Howard
Chief Financial Officer
Transactions
- Sale
Common Stock
2016-06-28$4.92/sh−24,000$117,998→ 412,396 total
Holdings
- 11,034(indirect: See footnote)
Common Stock
- 25,000(indirect: See footnote)
Common Stock
Footnotes (4)
- [F1]The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 28, 2015.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.79 to $5.01, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- [F3]The reported shares are held directly by The Howard Katzenberg 2014 Grantor Annuity Trust dated December 7, 2014 for which the Reporting Person serves as trustee.
- [F4]The reported shares are held directly by The Howard Katzenberg 2014 Dynasty Trust dated December 7, 2014 for which the Reporting Person's spouse serves as a trustee.