4//SEC Filing
On Deck Capital, Inc. 4
Accession 0001420811-16-000203
CIK 0001420811operating
Filed
Jul 31, 8:00 PM ET
Accepted
Aug 1, 5:10 PM ET
Size
8.7 KB
Accession
0001420811-16-000203
Insider Transaction Report
Form 4
Katzenberg Howard
Chief Financial Officer
Transactions
- Sale
Common Stock
2016-07-28$5.23/sh−24,000$125,621→ 388,396 total - Tax Payment
Common Stock
2016-08-01$5.20/sh−5,559$28,907→ 382,837 total
Holdings
- 11,034(indirect: See footnote)
Common Stock
- 25,000(indirect: See footnote)
Common Stock
Footnotes (5)
- [F1]The reported shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 28, 2015.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.20 to $5.33, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- [F3]The reported shares were withheld to satisfy the Reporting Person's tax liability in connection with the vesting of restricted stock units. No shares were sold.
- [F4]The reported shares are held directly by The Howard Katzenberg 2014 Grantor Annuity Trust dated December 7, 2014 for which the Reporting Person serves as trustee.
- [F5]The reported shares are held directly by The Howard Katzenberg 2014 Dynasty Trust dated December 7, 2014 for which the Reporting Person's spouse serves as a trustee.
Documents
Issuer
On Deck Capital, Inc.
CIK 0001420811
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001420811
Filing Metadata
- Form type
- 4
- Filed
- Jul 31, 8:00 PM ET
- Accepted
- Aug 1, 5:10 PM ET
- Size
- 8.7 KB