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On Deck Capital, Inc.·4

Sep 21, 4:24 PM ET

On Deck Capital, Inc. 4

4 · On Deck Capital, Inc. · Filed Sep 21, 2016

Insider Transaction Report

Form 4
Period: 2016-09-19
On Deck Capital, Inc.ONDK
Katzenberg Howard
Chief Financial Officer
Transactions
  • Award

    Employee Stock Option (right to buy)

    2016-09-19+218,182→ 218,182 total
    Exercise: $5.95Exp: 2026-09-18→ Common Stock (218,182 underlying)
Holdings

  • Common Stock

    (indirect: See footnote)
    11,043
Footnotes (3)
  • [F1]The number of shares reported as indirectly owned has been adjusted to correct an arithmetic error on the Reporting Person's prior Form 4 filed on March 17, 2016 and inadvertently carried forward on Form 4s filed on June 29, 2016 and August 1, 2016. In accordance with Instruction 9(b), only the line and transaction being amended is included and the remainder of the lines and transactions from the Form 4 filed on March 17, 2016 have been excluded.
  • [F2]The reported shares are held directly by The Howard Katzenberg 2014 Grantor Annuity Trust dated December 7, 2014 for which the Reporting Person serves as trustee.
  • [F3]One-fourth of the shares subject to the option vest on September 19, 2017 and one forty-eighth of the shares vest monthly thereafter.

Documents

1 file
  • 4
    wf-form4_147448943844125.xmlPrimary

    FORM 4