4//SEC Filing
On Deck Capital, Inc. 4
Accession 0001420811-16-000230
CIK 0001420811operating
Filed
Sep 20, 8:00 PM ET
Accepted
Sep 21, 4:24 PM ET
Size
6.9 KB
Accession
0001420811-16-000230
Insider Transaction Report
Form 4
Katzenberg Howard
Chief Financial Officer
Transactions
- Award
Employee Stock Option (right to buy)
2016-09-19+218,182→ 218,182 totalExercise: $5.95Exp: 2026-09-18→ Common Stock (218,182 underlying)
Holdings
- 11,043(indirect: See footnote)
Common Stock
Footnotes (3)
- [F1]The number of shares reported as indirectly owned has been adjusted to correct an arithmetic error on the Reporting Person's prior Form 4 filed on March 17, 2016 and inadvertently carried forward on Form 4s filed on June 29, 2016 and August 1, 2016. In accordance with Instruction 9(b), only the line and transaction being amended is included and the remainder of the lines and transactions from the Form 4 filed on March 17, 2016 have been excluded.
- [F2]The reported shares are held directly by The Howard Katzenberg 2014 Grantor Annuity Trust dated December 7, 2014 for which the Reporting Person serves as trustee.
- [F3]One-fourth of the shares subject to the option vest on September 19, 2017 and one forty-eighth of the shares vest monthly thereafter.
Documents
Issuer
On Deck Capital, Inc.
CIK 0001420811
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001420811
Filing Metadata
- Form type
- 4
- Filed
- Sep 20, 8:00 PM ET
- Accepted
- Sep 21, 4:24 PM ET
- Size
- 6.9 KB