On Deck Capital, Inc. 4
4 · On Deck Capital, Inc. · Filed May 11, 2017
Insider Transaction Report
Form 4
Hartwig David
Director
Transactions
- Award
Common Stock
2017-05-10+22,557→ 48,084 total - Award
Stock Option (right to buy)
2017-05-10+37,736→ 37,736 totalExercise: $3.99Exp: 2027-05-09→ Common Stock (37,736 underlying)
Holdings
- 5,686,354(indirect: See footnote)
Common Stock
Footnotes (3)
- [F1]The reported shares are represented by restricted stock units which vest in full on the earlier of the date of the Issuer's next annual meeting of stockholders or May 10, 2018.
- [F2]The reported shares are held of record by Sapphire Ventures Fund I, L.P. ("Sapphire Ventures LP"). Sapphire Ventures (GPE) I, L.L.C. ("Sapphire GP") is the general partner of Sapphire Ventures LP. The Reporting Person is a managing member of Sapphire GP and may be deemed to have an indirect pecuniary interest in such shares through his interest in the Sapphire GP. His exact pecuniary interest therein is not readily determinable because it is subject to several variables, including without limitation, the rates of return of Sapphire Ventures LP overall with respect to its indirect investment in the Issuer. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein.
- [F3]Shares subject to the option vest in full on the earlier of the date of the Issuer's next annual meeting of stockholders or May 10, 2018.