4//SEC Filing
Katzenberg Howard 4
Accession 0001420811-17-000159
CIK 0001420811other
Filed
Nov 16, 7:00 PM ET
Accepted
Nov 17, 4:14 PM ET
Size
6.2 KB
Accession
0001420811-17-000159
Insider Transaction Report
Form 4
Katzenberg Howard
Chief Financial Officer
Transactions
- Sale
Common Stock
2017-11-15$4.79/sh−35,000$167,804→ 415,499 total
Holdings
- 25,000(indirect: See footnote)
Common Stock
Footnotes (3)
- [F1]The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 18, 2017.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.66 to $4.84, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- [F3]The reported shares are held directly by The Howard Katzenberg 2014 Dynasty Trust dated December 7, 2014 for which the Reporting Person's spouse serves as a trustee.
Documents
Issuer
On Deck Capital, Inc.
CIK 0001420811
Entity typeother
Related Parties
1- filerCIK 0001627468
Filing Metadata
- Form type
- 4
- Filed
- Nov 16, 7:00 PM ET
- Accepted
- Nov 17, 4:14 PM ET
- Size
- 6.2 KB