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Ballard Joshua 4

Accession 0001421517-23-000021

CIK 0001421517other

View on SEC.gov Company Profile

Filed

Feb 2, 7:00 PM ET

Accepted

Feb 3, 4:19 PM ET

Size

14.8 KB

Accession

0001421517-23-000021

Insider Transaction Report

Form 4

Period: 2023-02-01

Energy Recovery, Inc.ERII

Chief Financial Officer

Transactions

Sale
Common Stock
2023-02-02$22.57/sh−2,138$48,263→ 28,712 total
Exercise/Conversion
Common Stock
2023-02-01$7.60/sh+15,000$114,000→ 45,850 total
Exercise/Conversion
Employee Stock Option (Right to Buy)
2023-02-01$7.60/sh−15,000$114,000→ 20,737 total
Exercise: $7.60Exp: 2029-01-31→ Common Stock (15,000 underlying)
Sale
Common Stock
2023-02-01$21.88/sh−15,000$328,212→ 30,850 total

Holdings

Common Stock
(indirect: By Spouse)
700

Footnotes (5)

[F1]These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
[F2]This figure is the weighted average sales price of multiple trades ranging from $21.40 to $22.50 per share. The Reporting Person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request.
[F3]Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e).
[F4]Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting. The weighted average sales price includes multiple trades ranging from $22.38 to $22.77 per share. The Reporting Person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request.
[F5]This employee stock option was granted on January 31, 2019 and the shares exercised was fully vested by the transaction date.

Documents

2 files

Issuer

Energy Recovery, Inc.

CIK 0001421517

Entity typeother

Related Parties

1

filerCIK 0001751098

Filing Metadata

Form type: 4
Filed: Feb 2, 7:00 PM ET
Accepted: Feb 3, 4:19 PM ET
Size: 14.8 KB

View on SEC.gov