Bates Howard W. 4/A
4/A · KRATOS DEFENSE & SECURITY SOLUTIONS, INC. · Filed Apr 8, 2009
Insider Transaction Report
Form 4/AAmended
Bates Howard W.
Other
Transactions
- Exercise/Conversion
Restricted Stock Units
2009-03-04−18,750→ 256,250 totalExercise: $0.00From: 2008-12-31Exp: 2017-12-31→ Common Stock (18,750 underlying) - Award
Common Stock
2009-03-31$2.74/sh+108,058$296,079→ 566,476 total - Exercise/Conversion
Common Stock
2009-03-04+18,750→ 458,418 total
Footnotes (3)
- [F1]Common Stock issued to Reporting Person pursuant to settlment of vested shares under Restricted Stock Unit grant dated December 31, 2007 which vested on December 31, 2008 as to 25% of the total Restricted Stock Unit shares granted.
- [F2]On December 31, 2007, the Issuer acquired Haverstick Consulting, Inc., an Indiana corporation, of which the reporting person was President. Pursuant to the Agreement and Plan of Merger, the issuer issued to the reporting person 108,058 shares of common stock pursuant to the Holdback provisions of the Agreement and Plan of Merger. The shares of Issuer's common stock were valued at $2.74/share based upon a 20 day average trailing stock price of issuer's common stock prior to the execution of the definitive Agreement and Plan of Merger on November 2, 2007.
- [F3]Includes 200,000 shares underlying a Restricted Stock Unit grant dated January 2, 2009 as previously reported on Form 4 dated January 6, 2009 and 56,250 shares underlying the Restricted Stock Unit grant dated December 31, 2007 as previously reported on Form 4 dated January 3, 2008.