Srinivasan Sri 4

4 · ZUORA INC · Filed Jan 4, 2023

Form 4

Period: 2022-12-31

Chief Product & Tech Officer

Transactions

Exercise/Conversion
Class A Common Stock
2022-12-31+17,500→ 109,459 total
Exercise/Conversion
Class A Common Stock
2022-12-31+20,834→ 130,293 total
Sale
Class A Common Stock
2023-01-03$6.32/sh−15,281$96,513→ 115,012 total
Exercise/Conversion
Restricted Stock Units (RSU)(Class A)
2022-12-31−17,500→ 140,000 total
→ Class A Common Stock (17,500 underlying)
Exercise/Conversion
Restricted Stock Units (RSU)(Class A)
2022-12-31−20,834→ 187,500 total
→ Class A Common Stock (20,834 underlying)

Holdings

Footnotes (6)

[F1]Shares sold to satisfy the Reporting Person's tax liability in connection with the issuance of Class A Common Stock resulting from the vesting of restricted stock units ("RSUs") as reported in rows one and two of Table I.
[F2]The securities are held of record by The Srinivasan Muthuswamy Trust, Dated May 7th, 2015, of which the Reporting Person is trustee.
[F3]Each RSU represents a contingent right to receive one share of Zuora's Class A Common Stock upon vesting for no consideration.
[F4]The RSUs vest over four years, with 1/4 of the shares underlying the initial award vesting on December 31, 2021, and the remaining shares vesting as to 1/16 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date.
[F5]RSUs do not expire; these securities either vest and settle or are canceled prior to the vesting date.
[F6]The RSUs vest over three years, with 1/12 of the shares underlying the initial award vesting on June 30, 2022, and the remaining shares vesting as to 1/12 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date.

Documents

1 file