Tzuo Tien 4/A
4/A · ZUORA INC · Filed Jan 14, 2025
Insider Transaction Report
Form 4/AAmended
ZUORA INCZUO
Tzuo Tien
DirectorChairman and CEO10% Owner
Transactions
- Sale
Class A Common Stock
2025-01-10$9.95/sh−49,041$487,840→ 110,104 total - Exercise/Conversion
Restricted Stock Units (RSU)(Class A)
2024-12-31−12,500→ 12,500 total→ Class A Common Stock (12,500 underlying) - Exercise/Conversion
Restricted Stock Units (RSU)(Class A)
2024-12-31−58,333→ 291,669 total→ Class A Common Stock (58,333 underlying) - Exercise/Conversion
Restricted Stock Units (RSU)(Class A)
2024-12-31−25,000→ 225,000 total→ Class A Common Stock (25,000 underlying) - Exercise/Conversion
Class A Common Stock
2024-12-31+12,500→ 75,812 total - Exercise/Conversion
Class A Common Stock
2024-12-31+58,333→ 134,145 total - Exercise/Conversion
Class A Common Stock
2024-12-31+25,000→ 159,145 total
Footnotes (6)
- [F1]The shares were sold to satisfy the tax liability of the Reporting Person in connection with the issuance of Class A Common Stock resulting from the vesting of restricted stock units under the Zuora, Inc. 2018 Equity Incentive Plan ("Plan").
- [F2]Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Zuora's Class A Common Stock upon vesting for no consideration.
- [F3]The RSUs vest over four years, with 1/8 of the shares underlying the initial award vesting on September 30, 2021 and the remaining shares vesting as to 1/16 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date.
- [F4]RSUs do not expire; these securities either vest and settle or are canceled prior to the vesting date.
- [F5]The RSUs vest over three years, with 1/6 of the shares underlying the initial award vesting on September 30, 2023, and the remaining shares vesting as to 1/12 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date.
- [F6]The RSUs vest over three years, with 1/6 of the shares underlying the initial award vesting on September 30, 2024, and the remaining shares vesting as to 1/12 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date.